Ming Jia
Professional summary
Ming Jia is a registered financial professional currently at SUSQUEHANNA FINANCIAL GROUP, LLLP located in Bala Cynwyd, Pennsylvania.
Ming is registered as a RR (Registered Representative) and started their career in finance in 2015. Ming has worked at 5 firms and has passed the Series 63, SIE, Series 57 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ming Jia's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 13, 2023 - Present
SUSQUEHANNA FINANCIAL GROUP, LLLP
Office #1: 401 City Ave Suite 220, Bala Cynwyd, PA 19004-1122May 7, 2021 - January 25, 2023
CITADEL SECURITIES LLC
May 7, 2021 - January 25, 2023
CITADEL SECURITIES INSTITUTIONAL LLC
May 2, 2017 - March 25, 2021
BETTERMENT SECURITIES
August 11, 2015 - May 9, 2017
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/13/2023)
Exams
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq Stock Market
Current Firm
SUSQUEHANNA FINANCIAL GROUP, LLLP
CRD#: 35865 / SEC#: , 8-44325
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 12 |
Red Flags
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