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Jonathan Arnold

RIDGEOAK WEALTH
Tomball , TX
·CRD# 6357450·12 years experience

Professional Summary

Jonathan Arnold, who also goes by Jonathan Leo Arnold, is a registered financial advisor currently at RIDGEOAK WEALTH located in Tomball , Texas. Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Jonathan has worked at 8 firms and has passed the Series 66, Series 63, Series 99TO, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jonathan Leo Arnold

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

12 years in the financial services industry

Current & Past Employments

RIDGEOAK WEALTH·CRD# 313311
RIA
Tomball , TX
October 20, 2026 - Present
FIRST COMMAND ADVISORY SERVICES·CRD# 281958
RIA
Houston, TX
August 21, 2025 - October 15, 2026
FIRST COMMAND BROKERAGE SERVICES, INC.·CRD# 3641
BD
Houston, TX
August 21, 2025 - October 15, 2026
LPL FINANCIAL LLC·CRD# 6413
RIA
Houston, TX
July 11, 2025 - August 27, 2025
LPL FINANCIAL LLC·CRD# 6413
BD
Houston, TX
July 11, 2025 - August 27, 2025
CHARLES SCHWAB & CO., INC.·CRD# 5393
RIA
The Woodlands, TX
February 2, 2022 - February 15, 2025
CHARLES SCHWAB & CO., INC.·CRD# 5393
BD
The Woodlands, TX
February 2, 2022 - February 15, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS·CRD# 288590
RIA
Boston, MA
July 13, 2018 - January 10, 2022
STRATEGIC ADVISERS LLC·CRD# 104555
RIA
The Woodlands, TX
September 14, 2015 - July 13, 2018
FIDELITY BROKERAGE SERVICES LLC·CRD# 7784
BD
The Woodlands, TX
October 14, 2014 - January 7, 2022

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Current Firm

RW
RIDGEOAK WEALTH

NABLA | RIDGEOAK WEALTH | NHABLA LLC | NHABLA | NABLA FINANCIAL INC.

CRD#: 313311
Delaware
Registered Investment Advisory firm - Delaware (11/25/2024 Terminated)
Florida
Registered Investment Advisory firm - Florida (11/25/2024 Terminated)
Maryland
Registered Investment Advisory firm - Maryland (12/6/2024 Terminated)
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (12/6/2024 Terminated)
Texas
Registered Investment Advisory firm - Texas (1/9/2025 Approved)
Virginia
Registered Investment Advisory firm - Virginia (5/11/2022 Approved)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

2300 Wilson Blvd. Suite 700 #1076, Arlington, VA 22201

Phone Number

(202) 599-3614

# of Employees

2

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

99

AUM (Assets Under Management)

$33,293,981

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Texas
(10/20/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Sep 2015About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2014About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jul 2025About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 2014About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Arnold's CRS (Customer Relationship Summary).

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