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Peter H. Mccallion

YOSEMITE EXECUTION PARTNERS
Lafayette, CA 94549
Some features on this profile are disabled
CRD#: 6357126
PM

Professional summary

Peter Harry Mccallion, who also goes by Peter Mccallion, is a registered financial professional currently at YOSEMITE EXECUTION PARTNERS INC. located in Lafayette, California.

Peter is registered as a RR (Registered Representative) and started their career in finance in 2014. Peter has worked at 4 firms and has passed the Series 63, SIE and Series 22 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Peter Mccallion

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Peter Harry Mccallion's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 20, 2020 - Present

YOSEMITE EXECUTION PARTNERS INC.

Office #1: 409 Read Dr., Lafayette, CA 94549
BD
CRD#: 165587
Lafayette, CA
Past

May 31, 2019 - October 29, 2019

GARY GOLDBERG & CO., LLC

BD
CRD#: 47957
New York, NY
Past

September 8, 2015 - November 14, 2017

BUCKMAN, BUCKMAN & REID, INC.

BD
CRD#: 23407
little silver, NJ
Past

July 3, 2014 - June 10, 2015

OPTIMA SECURITIES LLC

BD
CRD#: 168881
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(11/23/2020)

Exams

State Security Law Exam
RR
Series 63
Date: 7/24/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 11/14/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 22
Date: 7/3/2014
Direct Participation Programs Representative Examination
SRO Registrations
RR
FINRA

Current Firm

YE
YOSEMITE EXECUTION PARTNERS INC.
SEEDCHANGE EXECUTION SERVICES INC. | YOSEMITE EXECUTION PARTNERS INC.

CRD#: 165587 / SEC#: , 8-69173

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
409 Read Dr., Lafayette, CA 94549
Mailing Address
409 Read Dr., Lafayette, CA 94549
Phone number
(415) 264-1003
Established
Delaware since 05/08/2012
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
SEEDCHANGE INC.100% OWNER
BELHUMEUR, WILLIAM DANIELPRESIDENT & CEO / CCO4544803
POSTREL, HELENE BERSONFINOP2240945
SMITH, KEVIN DUANECHIEF OPERATING OFFICER

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

YOSEMITE EXECUTION PARTNERS INC.

CRD#: 165587Lafayette, CA 94549

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