Jason E. Draut

HARBORLIGHT INVESTMENTS

El Cerrito, CA 94530

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CRD#: 6357125

Professional summary

Jason Errol Draut, CFP®, who also goes by Draut Errol Jason, is a registered financial advisor currently at HARBORLIGHT INVESTMENTS, LLC located in El Cerrito, California.

Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Jason has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Draut Errol Jason

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Errol Draut's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

November 4, 2016 - Present

HARBORLIGHT INVESTMENTS, LLC

Office #1: 516 El Cerrito Plaza, El Cerrito, CA 94530

RIA

CRD#: 285805

El Cerrito, CA

Past

June 16, 2014 - December 31, 2016

WYNN CAPITAL MANAGEMENT, LLC

RIA

CRD#: 119355

Berkeley, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/5/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/6/2014

Uniform Investment Adviser Law Examination

Current Firm

HARBORLIGHT INVESTMENTS, LLC

HARBORLIGHT INVESTMENTS LLC | HARBORLIGHT INVESTMENTS, LLC

CRD#: 285805 / SEC#:

California

Registered Investment Advisory firm - (12/5/2016 Approved)

Texas

Registered Investment Advisory firm - (1/11/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

516 El Cerrito Plaza, El Cerrito, CA 94530

Mailing Address

Phone number

(510) 558-8272

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	286
AUM (Assets Under Management)	$ 85,726,592

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jason E. Draut

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Errol Draut's CRS (Customer Relationship Summary).

Certified licenses

Experience

HARBORLIGHT INVESTMENTS, LLC

WYNN CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/6/2014

Current Firm

HARBORLIGHT INVESTMENTS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HARBORLIGHT INVESTMENTS, LLC

TRUST BUT VERIFY

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