Raven G. Moyal
Professional summary
Raven Gabrielle Moyal, who also goes by Raven Gabrielle Epstein, Raven Gabrielle Mckenzie, Raven Gabrielle Ramos, is a registered financial professional currently at MUTUAL OF AMERICA SECURITIES LLC located in Walnut Creek, California.
Raven is registered as a RR (Registered Representative) and started their career in finance in 2014. Raven has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Raven Gabrielle Moyal's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 26, 2016 - Present
MUTUAL OF AMERICA SECURITIES LLC
Office #1: 1646 North California Blvd. Suite 680, Walnut Creek, CA 94596February 26, 2016 - October 15, 2020
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
July 7, 2014 - February 22, 2016
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/8/2016)
(4/8/2016)
Exams
FINRA
Current Firm
MUTUAL OF AMERICA SECURITIES LLC
CRD#: 27878 / SEC#: , 8-43278
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MUTUAL OF AMERICA HOLDING COMPANY LLC | MEMBER | |
| BAILEY, CHRISTOPHER DAVID | CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4582524 |
| BRANT, DAVID ROBERT | FINANCIAL AND OPERATIONS PRINCIPAL (FINOP), PRINCIPAL FINANCIAL OFFICER (PFO), PRINCIPAL OPERATIONS OFFICER (POO) | 2718478 |
| GREGORY, IVAN BRUCE | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 4984456 |
| JOHNSON, TROY SHERMAN | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 3052097 |
| MEDLIN, KYLE LAWRENCE | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 5496979 |
| STEINGARTEN, BRIE ANNE ELIZABETH | GENERAL COUNSEL AND SECRETARY | 5373977 |
Red Flags
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Company Information
MUTUAL OF AMERICA SECURITIES LLC
CRD#: 27878Walnut Creek, CA 94596TRUST BUT VERIFY
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