DB
Darrell L. Benjamin
U.S. BANCORP ADVISORS
Strongsville, OH 44136
Some features on this profile are disabled
CRD#: 6356141
DB
Darrell Lynn Benjamin JrU.S. BANCORP ADVISORS
Professional summary
Darrell Lynn Benjamin Jr, who also goes by Darrell Lynn Benjamin Jr., Darrell Lynn Benjamin, Darrell Benjamin, is a registered financial advisor currently at U.S. BANCORP ADVISORS, LLC located in Strongsville, Ohio.
Darrell is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Darrell has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Aliases
Darrell Lynn Benjamin Jr. | Darrell Lynn Benjamin | Darrell Benjamin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Shipt; Not Investment-related; South Euclid, OH; Grocery, Personal Shopper; Personal Shopper; 6/2020; 20 hours/month; 0 hours/trading; Shop and deliver groceries from various stores.
CRS (Client Relationship Summary) - RIA
Click below to view Darrell Lynn Benjamin Jr's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Darrell Lynn Benjamin Jr's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 13, 2026 - Present
U.S. BANCORP ADVISORS, LLC
Office #1: 14444 Pearl Rd, Strongsville, OH 44136Office #2: 98 Front St, Berea, OH 44017Office #3: 7951 State Rd, North Royalton, OH 44133Office #4: 2716 Boston Rd, Hinckley, OH 44233Office #5: 8303 West Ridgewood Dr, Parma, OH 44129Office #6: 5695 Turney Road, Garfield Heights, OH 44125Office #7: 6511 Brechsville Rd, Independence, OH 44131Office #8: 2075 Snow Rd, Parma, OH 44134Office #9: 29979 Detroit Rd, Westlake, OH 44145RIA
BD
CRD#: 14455
Strongsville, OH
Current
February 13, 2026 - Present
U.S. BANCORP ADVISORS, LLC
Office #1: 14444 Pearl Rd, Strongsville, OH 44136Office #2: 98 Front St, Berea, OH 44017Office #3: 7951 State Rd, North Royalton, OH 44133Office #4: 2716 Boston Rd, Hinckley, OH 44233Office #5: 8303 West Ridgewood Dr, Parma, OH 44129Office #6: 5695 Turney Road, Garfield Heights, OH 44125Office #7: 6511 Brechsville Rd, Independence, OH 44131Office #8: 2075 Snow Rd, Parma, OH 44134Office #9: 29979 Detroit Rd, Westlake, OH 44145RIA
BD
CRD#: 14455
Strongsville, OH
Past
April 12, 2019 - February 13, 2026
U.S. BANCORP INVESTMENTS, INC.
RIA
CRD#: 17868
Independence, OH
Past
May 22, 2018 - February 13, 2026
U.S. BANCORP INVESTMENTS, INC.
BD
CRD#: 17868
Independence, OH
Past
July 5, 2017 - April 12, 2018
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
INDEPENDENCE, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UB
U.S. BANCORP ADVISORS, LLC
MARKET INVESTMENT SERVICES CORPORATION | UNIONBANC INVESTMENT SERVICES, LLC | UNION BANK OF CALIFORNIA NA | UBOC INVESTMENT SERVICES, INC. | UB INVESTMENT SERVICES, INC. | U.S. BANCORP ADVISORS, LLC
CRD#: 14455 / SEC#: 801-70084, 8-30706
RIA
Registered Investment Advisory firm - SEC (8/14/2009 Approved)California
Registered Investment Advisory firm - SEC (8/28/2009 Terminated)Washington
Registered Investment Advisory firm - SEC (8/24/2009 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/13/2026)
RR
California(2/13/2026)
RR
Colorado(2/13/2026)
RR
Connecticut(2/13/2026)
RR
Florida(2/14/2026)
RR
Georgia(2/13/2026)
RR
Idaho(2/13/2026)
RR
Illinois(2/13/2026)
RR
Kentucky(2/13/2026)
RR
Maryland(2/13/2026)
RR
Massachusetts(2/13/2026)
RR
Michigan(2/13/2026)
RR
Missouri(2/13/2026)
RR
Montana(2/13/2026)
RR
Nevada(2/13/2026)
RR
New Jersey(2/13/2026)
RR
New York(2/13/2026)
RR
North Carolina(2/13/2026)
RR
Ohio(2/13/2026)
IAR
Ohio(2/13/2026)
RR
Oregon(2/13/2026)
RR
Pennsylvania(2/13/2026)
RR
South Carolina(2/13/2026)
RR
Texas(2/13/2026)
IAR
Texas(2/13/2026)
RR
Utah(2/13/2026)
RR
Virginia(2/13/2026)
RR
Washington(2/13/2026)
RR
West Virginia(2/13/2026)
Exams
What does exam status mean?
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Passed: 6/19/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 6
Passed: 7/5/2017
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA
Current Firm
UB
U.S. BANCORP ADVISORS, LLC
MARKET INVESTMENT SERVICES CORPORATION | UNIONBANC INVESTMENT SERVICES, LLC | UNION BANK OF CALIFORNIA NA | UBOC INVESTMENT SERVICES, INC. | UB INVESTMENT SERVICES, INC. | U.S. BANCORP ADVISORS, LLC
CRD#: 14455 / SEC#: 801-70084, 8-30706
RIA
Registered Investment Advisory firm - SEC (8/14/2009 Approved)California
Registered Investment Advisory firm - SEC (8/28/2009 Terminated)Washington
Registered Investment Advisory firm - SEC (8/24/2009 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
60 Livingston Ave Ep-mn-n2wc, Saint Paul, MN 55107
Mailing Address
60 Livingston Ave Ep-mn-n2wc, St. Paul, MN 55107
Phone number
(800) 634-1100
Established
Delaware since 06/28/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
379
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| U.S. BANCORP | SOLE MEMBER | |
| ARIAS, CARLOS ALONSO | MANAGER | 3174333 |
| BEJASA, EILEEN | MANAGER | 7002808 |
| CLARK, SHANNON KEITH | CHIEF FINANCIAL OFFICER AND MANAGER | 5829700 |
| FERGUSON, KIMBERLY NICOLE | MANAGER | 4120145 |
| FLOUM, JOEL IRA | MANAGER | 2405754 |
| MCCARTHY, MATTHEW RYAN | CHIEF LEGAL OFFICER | 6818984 |
| MENACHER, EILEEN RENEE | MANAGER | 4929896 |
| ROLLAND, JODI THOMPSON | PRESIDENT, CHIEF EXECUTIVE OFFICER AND MANAGER | 2290884 |
| SALSTROM, KYLE NORMAN | CHIEF COMPLIANCE OFFICER AND MANAGER | 5025315 |
| STEINER, STEPHEN WARD | CHIEF OPERATIONS OFFICER AND MANAGER | 2259345 |
| TRIPLETT, SHANE T | MANAGER | 1865319 |
Regulatory assets under management
| Total Number of Accounts | 3,992 |
| AUM (Assets Under Management) | $ 1,796,069,079 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/19/2025 | ||
| 08/20/2024 | ||
| 11/28/2023 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
