Willard M. Bollenbach

AGATE PASS INVESTMENT

Bainbridge Island, WA 98110

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CRD#: 6355963

Professional summary

Willard M Bollenbach IV, who also goes by Willard Bollenbach, is a registered financial advisor currently at AGATE PASS INVESTMENT, LLC located in Bainbridge Island, Washington.

Willard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Willard has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Willard Bollenbach

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Willard M Bollenbach IV's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 16, 2025 - Present

AGATE PASS INVESTMENT, LLC

Office #1: 400 Winslow Way East Suite 220, Bainbridge Island, WA 98110

RIA

CRD#: 155049

Bainbridge Island, WA

Past

August 31, 2015 - September 14, 2017

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AGATE PASS INVESTMENT, LLC

AGATE PASS INVESTMENT MANAGEMENT, LLC | AGATE PASS INVESTMENT, LLC

CRD#: 155049 / SEC#: 801-115003

RIA

Registered Investment Advisory firm - (4/15/2019 Approved)

Washington

Registered Investment Advisory firm - (4/24/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(7/16/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/15/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/14/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/11/2015

General Securities Representative Examination

Current Firm

AGATE PASS INVESTMENT, LLC

AGATE PASS INVESTMENT MANAGEMENT, LLC | AGATE PASS INVESTMENT, LLC

CRD#: 155049 / SEC#: 801-115003

RIA

Registered Investment Advisory firm - (4/15/2019 Approved)

Washington

Registered Investment Advisory firm - (4/24/2019 Terminated)

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Contact information

Main Address

400 Winslow Way East Suite 220, Bainbridge Island, WA 98110

Mailing Address

Phone number

(206) 842-5770

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AGATE PASS INVESTMENT MANAGEMENT FORM ADV PART 2A FEBRUARY 2025 (2/21/2025)

Regulatory assets under management

Total Number of Accounts	313
AUM (Assets Under Management)	$ 278,741,044

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Willard M. Bollenbach

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Willard M Bollenbach IV's CRS (Customer Relationship Summary).

Certified licenses

Experience

AGATE PASS INVESTMENT, LLC

CREDIT SUISSE SECURITIES (USA) LLC

Primary Firm SEC Registration

AGATE PASS INVESTMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/15/2015

SIE

Date: 9/14/2017

Series 7

Date: 8/11/2015

Current Firm

AGATE PASS INVESTMENT, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AGATE PASS INVESTMENT, LLC

TRUST BUT VERIFY

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