Alexander P. Petsos

DELTA CAPITAL MANAGEMENT

Maitland, FL 32751

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CRD#: 6355555

Professional summary

Alexander Phillip Petsos is a registered financial advisor currently at DELTA CAPITAL MANAGEMENT, LLC located in Maitland, Florida and DELTA ADVISORY GROUP, INC. located in Maitland, Florida.

Alexander is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Alexander has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander Phillip Petsos's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 21, 2021 - Present

DELTA CAPITAL MANAGEMENT, LLC

Office #1: 698 N. Maitland Avenue Suite 201, Maitland, FL 32751

RIA

CRD#: 128350

Maitland, FL

Current

August 29, 2022 - Present

DELTA ADVISORY GROUP, INC.

Office #1: 696 N Maitland Avenue, Maitland, FL 32751

RIA

CRD#: 105966

Maitland, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DELTA CAPITAL MANAGEMENT, LLC

DELTA CAPITAL MANAGEMENT, LLC | DONOVAN CASTERLINE LLC

CRD#: 128350 / SEC#: 801-118594

RIA

Registered Investment Advisory firm - (4/30/2020 Approved)

Florida

Registered Investment Advisory firm - (6/30/2020 Terminated)

Louisiana

Registered Investment Advisory firm - (7/1/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/21/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/3/2021

Uniform Investment Adviser Law Examination

Current Firm

DELTA CAPITAL MANAGEMENT, LLC

DELTA CAPITAL MANAGEMENT, LLC | DONOVAN CASTERLINE LLC

CRD#: 128350 / SEC#: 801-118594

RIA

Registered Investment Advisory firm - (4/30/2020 Approved)

Florida

Registered Investment Advisory firm - (6/30/2020 Terminated)

Louisiana

Registered Investment Advisory firm - (7/1/2020 Terminated)

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Contact information

Main Address

698 N. Maitland Avenue Suite 201, Maitland, FL 32751

Mailing Address

Phone number

(407) 422-2423

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DCM ADV PART 2A 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	128
AUM (Assets Under Management)	$ 248,375,866

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Alexander P. Petsos

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander Phillip Petsos's CRS (Customer Relationship Summary).

Certified licenses

Experience

DELTA CAPITAL MANAGEMENT, LLC

DELTA ADVISORY GROUP, INC.

Primary Firm SEC Registration

DELTA CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/3/2021

Current Firm

DELTA CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DELTA CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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