Seth P. Heimermann

THE ADVOCATE GROUP

Minnetonka, MN 55305

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CRD#: 6355251

Professional summary

Seth Phillip Heimermann, who also goes by Seth P Heimermann, is a registered financial advisor currently at THE ADVOCATE GROUP, LLC located in Minnetonka, Minnesota.

Seth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Seth has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Seth P Heimermann

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Ronin Ventures, LLC. Sole Owner of consulting firm founded in January 2019 for small business consulting. Currently 0 hours a week/month and it is non investment related activity. The location of the firm is 4628 Zenith Ave So, Minneapolis MN 55410.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Seth Phillip Heimermann's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 28, 2019 - Present

THE ADVOCATE GROUP, LLC

Office #1: 601 Carlson Parkway Suite 1100, Minnetonka, MN 55305

RIA

CRD#: 155270

Minnetonka, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE ADVOCATE GROUP, LLC

THE ADVOCATE GROUP, INC | THE ADVOCATE GROUP, LLC | THE ADVOCATE GROUP, INC.

CRD#: 155270 / SEC#: 801-72157

RIA

Registered Investment Advisory firm - (2/25/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(10/28/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

THE ADVOCATE GROUP, LLC

THE ADVOCATE GROUP, INC | THE ADVOCATE GROUP, LLC | THE ADVOCATE GROUP, INC.

CRD#: 155270 / SEC#: 801-72157

RIA

Registered Investment Advisory firm - (2/25/2011 Approved)

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Contact information

Main Address

601 Carlson Parkway Suite 1100, Minnetonka, MN 55305

Mailing Address

Phone number

(952) 693-2630

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

THE ADVOCATE GROUP 2A (2/17/2025)

Regulatory assets under management

Total Number of Accounts	1,025
AUM (Assets Under Management)	$ 713,330,620

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Seth P. Heimermann

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Seth Phillip Heimermann's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE ADVOCATE GROUP, LLC

Primary Firm SEC Registration

THE ADVOCATE GROUP, LLC

State Registrations and Notice Filings

Exams

Current Firm

THE ADVOCATE GROUP, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE ADVOCATE GROUP, LLC

TRUST BUT VERIFY

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