CA
Claire T. Abraham
ABRAHAM TRADING COMPANY
Snowmass, CO
Some features on this profile are disabled
CRD#: 6355242
CA
Professional summary
Claire Therese Abraham, who also goes by Claire Abraham, is a registered financial advisor currently at ABRAHAM TRADING COMPANY located in Snowmass, Colorado and IMST DISTRIBUTORS, LLC located in Carbondale, Colorado.
Claire is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Claire has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Claire Abraham
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Claire Therese Abraham's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 14, 2025 - Present
ABRAHAM TRADING COMPANY
RIA
CRD#: 315318
Snowmass, CO
Current
January 10, 2025 - Present
IMST DISTRIBUTORS, LLC
Office #1: 319 Main Street Suite 302, Carbondale, CO 81623BD
CRD#: 130745
Carbondale, CO
Past
August 8, 2023 - December 12, 2024
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
New York, NY
Past
August 8, 2023 - December 12, 2024
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
New York, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AT
ABRAHAM TRADING COMPANY
ABRAHAM TRADING COMPANY | ABRAHAM TRADING, LP
CRD#: 315318 / SEC#: 801-122144
RIA
Registered Investment Advisory firm - (8/20/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/10/2025)
RR
Alaska(1/10/2025)
RR
Arizona(1/10/2025)
RR
Arkansas(1/10/2025)
RR
California(1/10/2025)
RR
Colorado(1/10/2025)
IAR
Colorado(1/14/2025)
RR
Connecticut(1/10/2025)
RR
Delaware(1/10/2025)
RR
District of Columbia(1/10/2025)
RR
Florida(1/10/2025)
RR
Georgia(1/10/2025)
RR
Hawaii(1/10/2025)
RR
Idaho(1/10/2025)
RR
Illinois(1/10/2025)
RR
Indiana(1/10/2025)
RR
Iowa(1/10/2025)
RR
Kansas(1/10/2025)
RR
Kentucky(1/10/2025)
RR
Louisiana(1/10/2025)
RR
Maine(1/10/2025)
RR
Maryland(1/10/2025)
RR
Massachusetts(1/10/2025)
RR
Michigan(1/10/2025)
RR
Minnesota(1/10/2025)
RR
Mississippi(1/10/2025)
RR
Missouri(1/10/2025)
RR
Montana(1/10/2025)
RR
Nebraska(1/10/2025)
RR
Nevada(1/10/2025)
RR
New Hampshire(1/10/2025)
RR
New Jersey(1/10/2025)
RR
New Mexico(1/10/2025)
RR
New York(1/10/2025)
RR
North Carolina(1/10/2025)
RR
North Dakota(1/10/2025)
RR
Ohio(1/10/2025)
RR
Oklahoma(1/10/2025)
RR
Oregon(1/10/2025)
RR
Pennsylvania(1/10/2025)
RR
Puerto Rico(1/10/2025)
RR
Rhode Island(1/10/2025)
RR
South Carolina(1/10/2025)
RR
South Dakota(1/10/2025)
RR
Tennessee(1/14/2026)
RR
Texas(1/10/2025)
IAR
Texas(1/14/2025)
RR
Utah(1/10/2025)
RR
Vermont(1/10/2025)
RR
Virgin Islands(1/10/2025)
RR
Virginia(1/10/2025)
RR
Washington(1/10/2025)
RR
West Virginia(1/10/2025)
RR
Wisconsin(1/10/2025)
RR
Wyoming(1/10/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/8/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AT
ABRAHAM TRADING COMPANY
ABRAHAM TRADING COMPANY | ABRAHAM TRADING, LP
CRD#: 315318 / SEC#: 801-122144
RIA
Registered Investment Advisory firm - (8/20/2021 Approved)PREMIUM
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Contact information
Main Address
124 Main Street Moody Building, Suite 200, Canadian, TX 79014
Mailing Address
P.o. Box 7, Canadian, TX 79014
Phone number
(806) 323-8000
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 94,889,896 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
