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CA

Claire T. Abraham

Some features on this profile are disabled
CRD#: 6355242
CA

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Claire Therese Abraham, who also goes by Claire Abraham, was a registered financial professional .

Claire is a previously registered financial professional and started their career in finance in 2023. Claire had worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Claire Abraham

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 14, 2025 - April 20, 2026

ABRAHAM TRADING COMPANY

RIA
CRD#: 315318
Snowmass, CO
Past

January 10, 2025 - April 22, 2026

IMST DISTRIBUTORS, LLC

BD
CRD#: 130745
PORTLAND, ME
Past

August 8, 2023 - December 12, 2024

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
New York, NY
Past

August 8, 2023 - December 12, 2024

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
New York, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AT
ABRAHAM TRADING COMPANY
ABRAHAM TRADING COMPANY | ABRAHAM TRADING, LP

CRD#: 315318 / SEC#: 801-122144

RIA
Registered Investment Advisory firm - (8/20/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/2/2023
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/8/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 1/9/2022
Securities Industry Essentials Examination

Current Firm

AT
ABRAHAM TRADING COMPANY
ABRAHAM TRADING COMPANY | ABRAHAM TRADING, LP

CRD#: 315318 / SEC#: 801-122144

RIA
Registered Investment Advisory firm - (8/20/2021 Approved)
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Contact information

Main Address
124 Main Street Moody Building, Suite 200, Canadian, TX 79014
Mailing Address
P.o. Box 7, Canadian, TX 79014
Phone number
(806) 323-8000
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts1
AUM (Assets Under Management)$ 94,889,896

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ABRAHAM TRADING COMPANY

CRD#: 315318

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