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OE

Orlando Espino

SALT CAPITAL WEALTH MANAGEMENT
Ladera Ranch, CA 92694
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CRD#: 6354893
OE

Professional summary


Orlando Espino Jr., who also goes by Orlando Lalantacon Espino Jr, Orlando Lalantacon Espino Jr., Orlando Lalantacon Espino, Orlando Espino, is a registered financial advisor currently at SALT CAPITAL WEALTH MANAGEMENT, LLC located in Ladera Ranch, California and GT SECURITIES, INC. located in Los Angeles, California.

Orlando is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Orlando has worked at 3 firms and has passed the Series 66, Series 7TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Orlando Lalantacon Espino Jr | Orlando Lalantacon Espino Jr. | Orlando Lalantacon Espino | Orlando Espino

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) A&B Insurance and Financial; Not investment related; Land O Lakes FL 34638; An insurance agency that only solicits health, accident and life insurance. ; Insurance Agent; Apr 12,2021; 165 hours/1 month; 5.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Orlando Espino Jr.'s CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 3, 2020 - Present

SALT CAPITAL WEALTH MANAGEMENT, LLC

Office #1: 999 Corporate Drive Suite 100, Ladera Ranch, CA 92694
RIA
CRD#: 309267
Ladera Ranch, CA
Current

August 13, 2024 - Present

GT SECURITIES, INC.

Office #1: 12130 Millennium Dr Suite 300, Los Angeles, CA 90094
BD
CRD#: 116012
Los Angeles, CA
Past

May 25, 2018 - July 30, 2020

MORGAN STANLEY

RIA
CRD#: 149777
TAMPA, FL
Past

March 17, 2018 - July 30, 2020

MORGAN STANLEY

BD
CRD#: 149777
TAMPA, FL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
California
(9/3/2020)
RR
Florida
(8/13/2024)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 5/24/2018
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/4/2023
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 24
Date: 10/15/2021
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm


SC
SALT CAPITAL WEALTH MANAGEMENT, LLC
SALT CAPITAL WEALTH MANAGEMENT, LLC

CRD#: 309267 / SEC#:

California
Registered Investment Advisory firm - (8/3/2020 Approved)
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Contact information


Main Address
999 Corporate Drive Suite 100, Ladera Ranch, CA 92694
Mailing Address
Phone number
(619) 869-4017
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts18
AUM (Assets Under Management)$ 1,600,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SALT CAPITAL WEALTH MANAGEMENT, LLC

CRD#: 309267Ladera Ranch, CA 92694

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