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KS

Kurt W. Sergiewich

AXIUS ADVISORS LLC
SAINT CHARLES, MO 63303
Some features on this profile are disabled
CRD#: 6354656
KS

Professional summary

Kurt Walter Sergiewich JR, who also goes by Kurt Walter Sergiewich Jr, Kurt Walter Sergiewich, Kurt Sergiewich, is a registered financial advisor currently at AXIUS ADVISORS LLC located in Saint Charles, Missouri and PRIVATE CLIENT SERVICES, LLC located in St Charles, Missouri.

Kurt is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Kurt has worked at 8 firms and has passed the Series 63, Series 65, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Kurt Walter Sergiewich Jr | Kurt Walter Sergiewich | Kurt Sergiewich

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kurt Walter Sergiewich JR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 29, 2024 - Present

AXIUS ADVISORS LLC

Office #1: 2085 Blue Stone Drive, Saint Charles, MO 63303
RIA
CRD#: 330006
SAINT CHARLES, MO
Current

July 1, 2025 - Present

PRIVATE CLIENT SERVICES, LLC

Office #1: 2085 Bluestone Drive , St Charles, MO 63303
RIA
BD
CRD#: 120222
St Charles, MO
Past

March 3, 2024 - July 14, 2025

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD
CRD#: 39543
SAINT CHARLES, MO
Past

March 1, 2024 - July 14, 2025

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA
CRD#: 134139
Saint Charles, MO
Past

July 12, 2023 - February 9, 2024

ARETE WEALTH ADVISORS, LLC

RIA
CRD#: 145488
St Peters, MO
Past

February 7, 2022 - December 1, 2023

CENTER STREET SECURITIES, INC.

BD
CRD#: 26898
Town and Country, MO
Past

January 11, 2022 - July 12, 2023

CENTER STREET ADVISORS, INC.

RIA
CRD#: 169329
Town And Country, MO
Past

May 24, 2019 - February 23, 2022

BROOKSTONE CAPITAL MANAGEMENT LLC

RIA
CRD#: 141413
St. Peters, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
AXIUS ADVISORS LLC
AXIUS ADVISORS LLC

CRD#: 330006 / SEC#: 801-130416

RIA
Registered Investment Advisory firm - (6/3/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
Missouri
(10/29/2024)
RR
Missouri
(7/1/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 2/11/2022
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 4/25/2018
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 2/4/2022
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 1/28/2022
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

AA
AXIUS ADVISORS LLC
AXIUS ADVISORS LLC

CRD#: 330006 / SEC#: 801-130416

RIA
Registered Investment Advisory firm - (6/3/2024 Approved)
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Contact information

Main Address
2085 Blue Stone Drive, Saint Charles, MO 63303
Mailing Address
Phone number
(636) 493-9600
Established
Firm type
Fiscal year end
# of Employees
9

SEC notice filing (16 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A - AXIUS ADVISORS LLC (2/4/2026)

Regulatory assets under management

Total Number of Accounts2,827
AUM (Assets Under Management)$ 623,842,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AXIUS ADVISORS LLC

CRD#: 330006Saint Charles, MO 63303

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