Kurt W. Sergiewich

AXIUS ADVISORS LLC

SAINT CHARLES, MO 63303

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CRD#: 6354656

Professional summary

Kurt Walter Sergiewich JR, who also goes by Kurt Walter Sergiewich Jr, Kurt Walter Sergiewich, Kurt Sergiewich, is a registered financial advisor currently at AXIUS ADVISORS LLC located in Saint Charles, Missouri and PRIVATE CLIENT SERVICES, LLC located in St Charles, Missouri.

Kurt is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Kurt has worked at 8 firms and has passed the Series 63, Series 65, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kurt Walter Sergiewich Jr | Kurt Walter Sergiewich | Kurt Sergiewich

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Axius Financial. 2085 Bluestone Dr 63303. Financial Services. Admin, Client Service. Investment related. 2) Axius Advisors LLC. 2085 Bluestone Dr 63303. RIA. 160 hrs/mo; 160 during trading hrs. 3) Various Insurance Companies. Independent insurance. Agent. Investment related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kurt Walter Sergiewich JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 29, 2024 - Present

AXIUS ADVISORS LLC

Office #1: 2085 Blue Stone Drive, Saint Charles, MO 63303

RIA

CRD#: 330006

SAINT CHARLES, MO

Current

July 1, 2025 - Present

PRIVATE CLIENT SERVICES, LLC

Office #1: 2085 Bluestone Drive , St Charles, MO 63303

RIA

CRD#: 120222

St Charles, MO

Past

March 3, 2024 - July 14, 2025

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

SAINT CHARLES, MO

Past

March 1, 2024 - July 14, 2025

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Saint Charles, MO

Past

July 12, 2023 - February 9, 2024

ARETE WEALTH ADVISORS, LLC

RIA

CRD#: 145488

St Peters, MO

Past

February 7, 2022 - December 1, 2023

CENTER STREET SECURITIES, INC.

CRD#: 26898

Town and Country, MO

Past

January 11, 2022 - July 12, 2023

CENTER STREET ADVISORS, INC.

RIA

CRD#: 169329

Town And Country, MO

Past

May 24, 2019 - February 23, 2022

BROOKSTONE CAPITAL MANAGEMENT LLC

RIA

CRD#: 141413

St. Peters, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Missouri
(10/29/2024)

Missouri
(7/1/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 2/11/2022

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 4/25/2018

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6TO

Date: 2/4/2022

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 1/28/2022

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

AXIUS ADVISORS LLC

CRD#: 330006 / SEC#: 801-130416

RIA

Registered Investment Advisory firm - (6/3/2024 120-Day Approval)

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Contact information

Main Address

2085 Blue Stone Drive, Saint Charles, MO 63303

Mailing Address

Phone number

(636) 493-9600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - AXIUS ADVISORS LLC (3/17/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kurt W. Sergiewich

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kurt Walter Sergiewich JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE CLIENT SERVICES, LLC

CAMBRIDGE INVESTMENT RESEARCH, INC.

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

ARETE WEALTH ADVISORS, LLC

CENTER STREET SECURITIES, INC.

CENTER STREET ADVISORS, INC.

BROOKSTONE CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/11/2022

Series 65

Date: 4/25/2018

Series 6TO

Date: 2/4/2022

SIE

Date: 1/28/2022

FINRA

Current Firm

AXIUS ADVISORS LLC

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

AXIUS ADVISORS LLC

TRUST BUT VERIFY

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