RC
Ronald B. Cook
BROOKSTONE WEALTH ADVISORS
PLAINVILLE, MA 02762
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CRD#: 6354655
RC
Professional summary
Ronald Bradford Cook JR. is a registered financial advisor currently at BROOKSTONE WEALTH ADVISORS, LLC located in Plainville, Massachusetts.
Ronald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Ronald has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 05/2011 - PRESENT, investment related, COOK TAX & RETIREMENT SERVICES; 9 WILKINS DR. PLAINVILLE, MA 02762, INSURANCE SALES, INSURANCE AGENT- INDEPENDENTLY SELL INSURANCE, ANNUITIES, AND LIFE INSURANCE, HOURS DEDICATED: 160/MONTH (160/MONTH DURING TRADING HOURS) 2) Retirement Insurance Partners; investment related, 9 WILKINS DR. PLAINVILLE, MA 02762, insurance sales, owner, started Feb 2019, 10 hrs/ month zero hours during trading hours; sell medicare supplements of medicare advantage plans. 3) RETIREMENT MONEY SCHOOL; INVESTMENT RELATED; 9 WILKINS DR, PLAINVILLE, MA 02762; TEACHING; EDUCATOR/PARTIAL OWNER; STARTED 03/2020; 20 HOURS/MONTH DEVOTED; 0 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; EDUCATOR FOR FINANCIAL EDUCATION CLASSES. 4) KKOS Lawyers - Affiliate program; No; 330 North Main St, Spanish Fork, Utah 84660; Independent Affiliate; 9/3/25; 1 hour a week (incidental, referral-based only); serve as an affiliate partner, referring clients who require advanced tax, legal and entity structuring services. Role is limited to education, awareness, and referral .
CRS (Client Relationship Summary) - RIA
Click below to view Ronald Bradford Cook JR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 27, 2015 - Present
BROOKSTONE WEALTH ADVISORS, LLC
Office #1: 9 Wilkins Dr., Plainville, MA 02762RIA
CRD#: 137658
PLAINVILLE, MA
Past
June 16, 2014 - April 13, 2015
ROYAL FUND MANAGEMENT, LLC
RIA
CRD#: 144434
LADY LAKE, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BROOKSTONE WEALTH ADVISORS, LLC
BROOKSTONE WEALTH ADVISORS, LLC | RWA, INC | RETIREMENT WEALTH ADVISORS, LLC | RETIREMENT WEALTH ADVISORS, INC. | RETIREMENT RESOURCES | FORMULAFOLIO INVESTMENT STRATEGIES
CRD#: 137658 / SEC#: 801-67628
RIA
Registered Investment Advisory firm - (3/16/2007 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(4/27/2015)
Current Firm
BW
BROOKSTONE WEALTH ADVISORS, LLC
BROOKSTONE WEALTH ADVISORS, LLC | RWA, INC | RETIREMENT WEALTH ADVISORS, LLC | RETIREMENT WEALTH ADVISORS, INC. | RETIREMENT RESOURCES | FORMULAFOLIO INVESTMENT STRATEGIES
CRD#: 137658 / SEC#: 801-67628
RIA
Registered Investment Advisory firm - (3/16/2007 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1745 S Naperville Rd Suite 200, Wheaton, IL 60189
Mailing Address
Phone number
(630) 653-1400
Established
Firm type
Fiscal year end
# of Employees
244
SEC notice filing (52 States and Territories)
Documents
Red Flags
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