LC
Lisa G. Claycomb
INFINITY FINANCIAL SERVICES ADVISORY
Ramona, CA
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CRD#: 6354652
LC
Professional summary
Lisa Gabel Claycomb, CFP® is a registered financial advisor currently at INFINITY FINANCIAL SERVICES ADVISORY located in Ramona, California and INFINITY FINANCIAL SERVICES located in Ramona, California.
Lisa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Lisa has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Poway Adult School - Poway Unified School District, Not investment related, 13626 Twin Peaks Road, Poway, CA 92064, Instructor, 8/8/2018, 0-12 hours per month, 0-2 during trading hours, teach classes on a variety of financial and retirement topics. 2. Insurance (Medicare, Individual & Family Plans, Long-Term Care, Life, and Annuities), Not investment related, 1010 Barger Place, Ramona, CA 92065, Broker Duties, April 2011, 120 hours per month, 80 during trading hours, Selling insurance products. 3. LGC Financial (DBA), Investment related, 1010 Barger Place, Ramona, CA 92065, 12/09/2016, 60 hours per month. 4, Estate Documents Pro�located at 1010 Barger Place, Ramona, CA 92065, not investment related. Sales Agent, Start Date: 04/04/2020, 0-5 hours per month, 1 during trading hours, Client demonstrations on and sale of access to estate planning software
CRS (Client Relationship Summary) - RIA
Click below to view Lisa Gabel Claycomb's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2019
Experience
Current
April 18, 2020 - Present
INFINITY FINANCIAL SERVICES ADVISORY
RIA
CRD#: 304981
Ramona, CA
Current
September 3, 2014 - Present
INFINITY FINANCIAL SERVICES
BD
CRD#: 144302
Ramona, CA
Past
November 21, 2014 - December 31, 2020
INFINITY FINANCIAL SERVICES
RIA
CRD#: 144302
OAKLAND, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IF
INFINITY FINANCIAL SERVICES ADVISORY
FERRIER FINANCIAL | TRI VALLEY WEALTH MANAGEMENT | STERLING FIRST FINANCIAL | SMITH FINANCIAL GROUP | SILVERLIGHT FINANCIAL | SAOR FINANCIAL | PROVIDENCE FINANCIAL MANAGEMENT | ONELINK FINANCIAL SERVICES | MYZ FINANCIAL | MEDINA PRIVATE WEALTH | LOVELL WEALTH MANAGEMENT | LGC FINANCIAL | JONES CAPITAL MANAGEMENT | INFINITY FINANCIAL SERVICES ADVISORY | HOLADAY FINANCIAL | GUIDANCE FINANCIAL | GILBERT GREG RIA, LLC
CRD#: 304981 / SEC#: 801-117719
RIA
Registered Investment Advisory firm - (12/5/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(10/15/2014)
IAR
California(4/18/2020)
RR
Florida(8/1/2017)
IAR
Florida(5/29/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
IF
INFINITY FINANCIAL SERVICES ADVISORY
FERRIER FINANCIAL | TRI VALLEY WEALTH MANAGEMENT | STERLING FIRST FINANCIAL | SMITH FINANCIAL GROUP | SILVERLIGHT FINANCIAL | SAOR FINANCIAL | PROVIDENCE FINANCIAL MANAGEMENT | ONELINK FINANCIAL SERVICES | MYZ FINANCIAL | MEDINA PRIVATE WEALTH | LOVELL WEALTH MANAGEMENT | LGC FINANCIAL | JONES CAPITAL MANAGEMENT | INFINITY FINANCIAL SERVICES ADVISORY | HOLADAY FINANCIAL | GUIDANCE FINANCIAL | GILBERT GREG RIA, LLC
CRD#: 304981 / SEC#: 801-117719
RIA
Registered Investment Advisory firm - (12/5/2019 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
212 9th Street Suite 202, Oakland, CA 94607
Mailing Address
Phone number
(510) 588-8000
Established
Firm type
Fiscal year end
# of Employees
36
SEC notice filing (45 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 918 |
| AUM (Assets Under Management) | $ 150,097,662 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
