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KC

Kathryn S. Carver

NUANCE INVESTMENTS
Kansas City, MO 64112
Some features on this profile are disabled
CRD#: 6354402
KC

Professional summary

Kathryn Suzanne Carver is a registered financial advisor currently at NUANCE INVESTMENTS, LLC located in Kansas City, Missouri.

Kathryn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Kathryn has worked at 2 firms and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathryn Suzanne Carver's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 3, 2021 - Present

NUANCE INVESTMENTS, LLC

Office #1: 4900 Main Street Suite 220, Kansas City, MO 64112
RIA
CRD#: 148534
Kansas City, MO
Past

September 11, 2014 - September 27, 2021

CREATIVE PLANNING

RIA
CRD#: 105348
OVERLAND PARK, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NI
NUANCE INVESTMENTS, LLC
MARINER VALUE STRATEGIES, LLC | NUANCE INVESTMENTS, LLC

CRD#: 148534 / SEC#: 801-69682

RIA
Registered Investment Advisory firm - (10/22/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Missouri
(11/3/2021)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/11/2014
Uniform Investment Adviser Law Examination

Current Firm

NI
NUANCE INVESTMENTS, LLC
MARINER VALUE STRATEGIES, LLC | NUANCE INVESTMENTS, LLC

CRD#: 148534 / SEC#: 801-69682

RIA
Registered Investment Advisory firm - (10/22/2008 Approved)
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Contact information

Main Address
4900 Main Street Suite 220, Kansas City, MO 64112
Mailing Address
Phone number
(816) 743-7080
Established
Firm type
Fiscal year end
# of Employees
17

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

NUANCE INVESTMENTS PART 2 BROCHURE (3/21/2025)

Regulatory assets under management

Total Number of Accounts419
AUM (Assets Under Management)$ 2,845,896,775

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NUANCE INVESTMENTS, LLC

CRD#: 148534Kansas City, MO 64112

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