DA
Daniel A. Alfi
FIFR
Nashville, TN
Some features on this profile are disabled
CRD#: 6354062
DA
Professional summary
Daniel A Alfi is a registered financial advisor currently at FIFR located in Nashville, Tennessee.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Daniel has worked at 2 firms and has passed the Series 65, SIE and Series 79 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel A Alfi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 27, 2023 - Present
FIFR
RIA
CRD#: 328620
Nashville, TN
Past
August 7, 2015 - July 31, 2017
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FI
FIFR
FIFR | FIFR, INC.
CRD#: 328620 / SEC#: 801-131862
RIA
Registered Investment Advisory firm - (3/19/2025 Approved)California
Registered Investment Advisory firm - (4/30/2025 Terminated)Georgia
Registered Investment Advisory firm - (4/2/2025 Terminated)Massachusetts
Registered Investment Advisory firm - (3/31/2025 Terminated)Nevada
Registered Investment Advisory firm - (4/4/2025 Terminated)New York
Registered Investment Advisory firm - (3/31/2025 Terminated)Tennessee
Registered Investment Advisory firm - (4/17/2025 Terminated)Texas
Registered Investment Advisory firm - (3/31/2025 Terminated)Virginia
Registered Investment Advisory firm - (4/9/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(2/21/2024)
IAR
Tennessee(11/27/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
FI
FIFR
FIFR | FIFR, INC.
CRD#: 328620 / SEC#: 801-131862
RIA
Registered Investment Advisory firm - (3/19/2025 Approved)California
Registered Investment Advisory firm - (4/30/2025 Terminated)Georgia
Registered Investment Advisory firm - (4/2/2025 Terminated)Massachusetts
Registered Investment Advisory firm - (3/31/2025 Terminated)Nevada
Registered Investment Advisory firm - (4/4/2025 Terminated)New York
Registered Investment Advisory firm - (3/31/2025 Terminated)Tennessee
Registered Investment Advisory firm - (4/17/2025 Terminated)Texas
Registered Investment Advisory firm - (3/31/2025 Terminated)Virginia
Registered Investment Advisory firm - (4/9/2025 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
Nashville, TN
Mailing Address
Phone number
(818) 605-4900
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (16 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,071 |
| AUM (Assets Under Management) | $ 42,150,195 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
