GE
Guy M. Eckman
DIVERSIFIED MANAGEMENT
Milwaukee, WI 53202
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CRD#: 6353887
GE
Professional summary
Guy Matthew Eckman, who also goes by Guy Eckman, is a registered financial advisor currently at DIVERSIFIED MANAGEMENT INC located in Milwaukee, Wisconsin.
Guy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Guy has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Guy Eckman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MIDWEST HERITAGE FINANCIAL ADVISORS POSITION: Financial Planner NATURE: MIDWEST HERITAGE FINANCIAL ADVISORS - INVESTMENT ADVISOR REPRESENTATIVE - INVESTMENT ADVISORY SERVICES - INVESTMENT RELATED: YES - LOCATED AT 3580 EP TRUE PKWY; WEST DES MOINES, IA 50265 INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 11/08/2019 ADDRESS: 3580 EP TRUE PARKWAY, WEST DES MOINSE IA 50265, United States DESCRIPTION: Fee-based planning MIDWEST HERITAGE FINANCIAL SERVICES POSITION: Agent NATURE: Insurance Sales and Service INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/17/2006 ADDRESS: 3580 EP True Parkway, West Des Moines IA 50265, United States DESCRIPTION: Insurance sales and service
CRS (Client Relationship Summary) - RIA
Click below to view Guy Matthew Eckman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 31, 2023 - Present
DIVERSIFIED MANAGEMENT INC
Office #1: 330 E. Kilbourn Ave. Suite 1475, Milwaukee, WI 53202RIA
CRD#: 106680
Milwaukee, WI
Past
January 21, 2021 - August 8, 2023
MIDWEST HERITAGE FINANCIAL ADVISORS
RIA
CRD#: 306308
WEST DES MOINES, IA
Past
May 26, 2020 - August 9, 2023
SECURITIES AMERICA, INC.
BD
CRD#: 10205
WEST DES MOINES, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DM
DIVERSIFIED MANAGEMENT INC
CREAM CITY INVESTMENT SERVICES | DIVERSIFIED MANAGEMENT INC
CRD#: 106680 / SEC#: 801-46436
RIA
Registered Investment Advisory firm - (5/18/1994 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(1/4/2024)
IAR
Wisconsin(8/31/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/26/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
DM
DIVERSIFIED MANAGEMENT INC
CREAM CITY INVESTMENT SERVICES | DIVERSIFIED MANAGEMENT INC
CRD#: 106680 / SEC#: 801-46436
RIA
Registered Investment Advisory firm - (5/18/1994 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
330 E. Kilbourn Ave. Suite 1475, Milwaukee, WI 53202
Mailing Address
Phone number
(414) 292-1900
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (13 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,706 |
| AUM (Assets Under Management) | $ 1,691,445,557 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/16/2025 | ||
| 10/01/2024 | ||
| 06/13/2023 | ||
| 08/19/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
DIVERSIFIED MANAGEMENT INC
CRD#: 106680Milwaukee, WI 53202TRUST BUT VERIFY
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