Ryan A. Mende

MENDE FINANCIAL COUNCIL

PACIFIC GROVE, CA

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CRD#: 6353788

Professional summary

Ryan Alan Mende is a registered financial advisor currently at MENDE FINANCIAL COUNCIL, INC. located in Pacific Grove, California.

Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Ryan has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Alan Mende's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 17, 2025 - Present

MENDE FINANCIAL COUNCIL, INC.

RIA

CRD#: 335136

PACIFIC GROVE, CA

Past

December 10, 2015 - August 8, 2024

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Carmel, CA

Past

December 3, 2015 - August 8, 2024

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Carmel, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/17/2025)

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Exams

State Security Law Exam

IAR

Series 66

Date: 12/10/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/3/2015

General Securities Representative Examination

Current Firm

MENDE FINANCIAL COUNCIL, INC.

CRD#: 335136 / SEC#:

California

Registered Investment Advisory firm - (4/17/2025 Approved)

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Contact information

Main Address

Pacific Grove, CA

Mailing Address

Phone number

(925) 519-3341

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Ryan A. Mende

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Alan Mende's CRS (Customer Relationship Summary).

Certified licenses

Experience

MENDE FINANCIAL COUNCIL, INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/10/2015

SIE

Date: 10/1/2018

Series 7

Date: 12/3/2015

Current Firm

MENDE FINANCIAL COUNCIL, INC.

Contact information

Documents

Red Flags

Company Information

MENDE FINANCIAL COUNCIL, INC.

TRUST BUT VERIFY

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