Patrick Phelan
EAGLE STRATEGIES LLC
EASTHAM, MA
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CRD#: 6353573
Professional summary
Patrick Phelan, CFP®, ChFC®, CLU® is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Eastham, Massachusetts and NYLIFE SECURITIES LLC located in Eastham, Massachusetts.
Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Patrick has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 1555 Iyannough Rd, Hyannis, MA 02601; Start Date 07/2017; Role/Title: Insurance Broker; Investment Related; 1 hours per month; 1 hours per month during securities trading hours] [Rental Property; We own a ski condo in Maine that we will offer for rental periodically throughout the year; 1055 Bridge Rd, Eastham, MA 02642; Start Date 06/2021; Role/Title: Owner; Investment Related; 1 hours per month; 0 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF WHITE CAP FINANCIAL AND INSURANCE SERVICES FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; (OWNER); (EASTHAM, MA); START DATE: 09/2023][Estate Planning Council of Cape Cod; encourage estate planning, promote cooperation and foster a better understanding among the professions involved in estate planning, and to further the education capabilities of its members and community,; P.O. Box 1556, Hyannis, MA 02601; Start Date 07/2025; Role/Title: Board Member; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours; t on board to determine speakers/topics for luncheon, participate in strategic planning for the organization][Cape Cod Young Professionals; connects Cape Cod's emerging workforce and community leaders, engages them in the community, and supports their efforts to advance, personally and professionally.; P.O. Box 634, Barnstable, MA 02630; Start Date 01/2020; Role/Title: Board Member; Not Investment Related; 5 hours per month; 0 hours per month during securities trading hours; treasurer]
CRS (Client Relationship Summary) - RIA
Click below to view Patrick Phelan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2019
Experience
Current
June 20, 2017 - Present
EAGLE STRATEGIES LLC
RIA
CRD#: 110826
EASTHAM, MA
Current
December 22, 2014 - Present
NYLIFE SECURITIES LLC
BD
CRD#: 5167
EASTHAM, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(9/16/2021)
RR
Hawaii(4/27/2023)
RR
Massachusetts(12/14/2015)
IAR
Massachusetts(6/20/2017)
RR
New Hampshire(1/25/2018)
RR
New York(1/25/2018)
RR
North Carolina(5/15/2024)
RR
Pennsylvania(2/4/2025)
RR
Rhode Island(9/10/2020)
RR
Texas(1/30/2020)
IAR
Texas(2/4/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
