PM
Paul W. Muscat
EVEREST FINANCIAL GROUP
Minneapolis, MN 55416-1029
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CRD#: 6353276
PM
Professional summary
Paul W Muscat, CFP®, who also goes by Paul William Muscat, is a registered financial advisor currently at EVEREST FINANCIAL GROUP located in Minneapolis, Minnesota and OSAIC WEALTH, INC. located in Minneapolis, Minnesota.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Paul has worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Paul William Muscat
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. EVEREST FINANCIAL GROUP - DBA 2. INSURANCE SALES POSITION: Producer NATURE: Selling life insurance products as part of financial plans for clients (where appropriate). INVESTMENT RELATED: Yes NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 4 START DATE: 05/16/2022 ADDRESS: 701 Xenia Ave S, STE 250, Golden Valley MN 55416, United States DESCRIPTION: As part of my role as a financial planner, I will sell insurance products as part of a holistic financial plan. Where appropriate, I will recommend term life insurance, whole life, and universal life insurance. For certain clients, I may also recommend equity-indexed annuities, fixed annuities, or variable annuities (the latter being investment-related). 3. EVEREST FINANCIAL GROUP, LLC POSITION: Financial Advisor NATURE: I will work as an employee of Everest Financial Group. My title will be "financial advisor." I will fulfill client service requests, conduct financial reviews, make investment recommendations, and monitor clients' progress towards goals. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 05/20/2022 ADDRESS: 701 Xenia Ave. S, STE 250, Golden Valley MN 55416, United States DESCRIPTION: Fulfilling client service requests, meeting clients face-to-face, over the phone, and via web meetings. I will conduct financial reviews with clients so that I can learn about their investment goals, concerns, and problems. Based off of this information, I will provide recommendations on how to invest to reach their financial goals. My recommendations will primarily be securities-based. However, I may also recommend insurance products where appropriate. See Insurance OBA. Please not that as of right now I do not have my own clients. I am being paid a salary by Tiow Dennis Chan (Rep Code UXW) to service and advise his clients.
CRS (Client Relationship Summary) - RIA
Click below to view Paul W Muscat's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
June 2, 2022 - Present
EVEREST FINANCIAL GROUP
Office #1: 701 Xenia Ave S Suite 250, Minneapolis, MN 55416-1029RIA
CRD#: 137260
Minneapolis, MN
Current
June 14, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 701 Xenia Ave S Ste 250, Minneapolis, MN 55416RIA
BD
CRD#: 23131
MINNEAPOLIS, MN
Past
May 23, 2022 - June 14, 2024
SECURITIES AMERICA, INC.
BD
CRD#: 10205
MINNEAPOLIS, MN
Past
July 1, 2021 - April 21, 2022
MORGAN STANLEY
RIA
CRD#: 149777
GILBERT, AZ
Past
July 1, 2021 - April 21, 2022
MORGAN STANLEY
BD
CRD#: 149777
GILBERT, AZ
Past
January 8, 2018 - June 29, 2020
USAA INVESTMENT SERVICES COMPANY
RIA
CRD#: 5475
Phoenix, AZ
Past
September 14, 2016 - January 8, 2018
USAA FINANCIAL PLANNING SERVICES
RIA
CRD#: 106352
PHOENIX, AZ
Past
August 10, 2016 - June 19, 2020
USAA FINANCIAL ADVISORS, INC.
BD
CRD#: 129035
PHOENIX, AZ
Past
July 14, 2015 - July 1, 2016
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
PHOENIX, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EF
EVEREST FINANCIAL GROUP
EVEREST FINANCIAL GROUP | SINCERE FINANCIAL LTD | EVEREST FINANCIAL GROUP LLC
CRD#: 137260 / SEC#: 801-67635
RIA
Registered Investment Advisory firm - (3/30/2007 Approved)California
Registered Investment Advisory firm - (5/8/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Minnesota(6/2/2022)
RR
Minnesota(6/14/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
EF
EVEREST FINANCIAL GROUP
EVEREST FINANCIAL GROUP | SINCERE FINANCIAL LTD | EVEREST FINANCIAL GROUP LLC
CRD#: 137260 / SEC#: 801-67635
RIA
Registered Investment Advisory firm - (3/30/2007 Approved)California
Registered Investment Advisory firm - (5/8/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
701 Xenia Ave S Suite 250, Minneapolis, MN 55416-1029
Mailing Address
Phone number
(763) 923-7525
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (19 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,667 |
| AUM (Assets Under Management) | $ 912,366,781 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
