Jeffrey D. Eisman

VIVALDI CAPITAL MANAGEMENT LP

Chicago, IL 60606

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CRD#: 6353140

Professional summary

Jeffrey David Eisman, who also goes by Jeffrey David Eisman, Jeffrey Eisman, Jeffrey D Eisman, is a registered financial advisor currently at VIVALDI CAPITAL MANAGEMENT LP located in Chicago, Illinois.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Jeffrey has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeffrey David Eisman | Jeffrey Eisman | Jeffrey D Eisman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

In addition to serving as Wealth Advisor for Vivaldi Capital Management LP, Mr. Eisman also refers a number of third-party insurance providers through THG Financial in exchange for compensation, which is considered an investment-related activity. THG Financial is located at 100 Tri State Intl, Suite 145, Lincolnshire, Illinois, 60069 and along with the companies of OneAmerica, offers investment management services and mutual funds and financial products from over 75 insurance companies. Mr. Eisman began his relationship with THG Financial on March 31, 2025 and spends approximately 1 hour per month on insurance referrals.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey David Eisman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 14, 2025 - Present

VIVALDI CAPITAL MANAGEMENT LP

Office #1: 225 West Wacker Suite 2100, Chicago, IL 60606

RIA

CRD#: 160150

Chicago, IL

Past

January 9, 2025 - March 10, 2025

VOYA RETIREMENT ADVISORS, LLC

RIA

CRD#: 3989

Chicago, IL

Past

December 9, 2024 - March 10, 2025

VOYA FINANCIAL PARTNERS, LLC

CRD#: 34815

WINDSOR, CT

Past

October 10, 2018 - November 20, 2024

ONEAMERICA SECURITIES, INC.

RIA

CRD#: 4173

Chicago, IL

Past

October 10, 2018 - November 20, 2024

ONEAMERICA SECURITIES, INC.

CRD#: 4173

INDIANAPOLIS, IN

Past

June 30, 2015 - July 19, 2018

CAPITAL CLIENT GROUP, INC.

RIA

CRD#: 6247

CARMEL, IN

Past

March 24, 2015 - July 19, 2018

CAPITAL CLIENT GROUP, INC.

CRD#: 6247

CARMEL, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VIVALDI CAPITAL MANAGEMENT LP

CRD#: 160150 / SEC#: 801-73024

RIA

Registered Investment Advisory firm - (2/13/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(4/14/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/30/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/31/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/19/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 3/24/2015

Investment Company Products/Variable Contracts Representative Examination

Current Firm

VIVALDI CAPITAL MANAGEMENT LP

CRD#: 160150 / SEC#: 801-73024

RIA

Registered Investment Advisory firm - (2/13/2012 Approved)

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Contact information

Main Address

225 West Wacker Suite 2100, Chicago, IL 60606

Mailing Address

Phone number

(312) 248-8300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (45 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

VIVALDI CAPITAL MANAGEMENT LP FORM ADV 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	8,413
AUM (Assets Under Management)	$ 4,647,085,822

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/22/2024	Cover Page	Report
10/24/2023	Cover Page	Report
07/26/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeffrey D. Eisman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey David Eisman's CRS (Customer Relationship Summary).

Certified licenses

Experience

VOYA RETIREMENT ADVISORS, LLC

VOYA FINANCIAL PARTNERS, LLC

ONEAMERICA SECURITIES, INC.

ONEAMERICA SECURITIES, INC.

CAPITAL CLIENT GROUP, INC.

CAPITAL CLIENT GROUP, INC.

Primary Firm SEC Registration

VIVALDI CAPITAL MANAGEMENT LP

State Registrations and Notice Filings

Exams

Series 65

Date: 6/30/2015

Series 63

Date: 3/31/2015

SIE

Date: 7/19/2018

Series 6

Date: 3/24/2015

Current Firm

VIVALDI CAPITAL MANAGEMENT LP

Contact information

SEC notice filing (45 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

VIVALDI CAPITAL MANAGEMENT LP

TRUST BUT VERIFY

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