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CJ

Christopher J. Jennings

GREENHILL & CO.
San Francisco, CA 94111
Some features on this profile are disabled
CRD#: 6353124
CJ

Professional summary

Christopher James Jennings, who also goes by Christopher Jennings, Christopher J Jennings, Christopher James Jennings, is a registered financial professional currently at GREENHILL & CO., LLC located in San Francisco, California.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 2014. Christopher has worked at 5 firms and has passed the Series 66, Series 79TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Christopher Jennings | Christopher J Jennings | Christopher James Jennings

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher James Jennings's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 13, 2023 - Present

GREENHILL & CO., LLC

Office #1: 600 Montgomery Street 33rd Floor, San Francisco, CA 94111
BD
CRD#: 40290
San Francisco, CA
Past

April 18, 2022 - April 11, 2023

WILLIAM BLAIR

RIA
CRD#: 1252
SAN FRANCISCO, CA
Past

April 18, 2022 - April 11, 2023

WILLIAM BLAIR

BD
CRD#: 1252
SAN FRANCISCO, CA
Past

July 7, 2021 - April 20, 2022

ROBERT W. BAIRD & CO. INCORPORATED

BD
CRD#: 8158
CHICAGO, IL
Past

July 6, 2021 - April 20, 2022

ROBERT W. BAIRD & CO. INCORPORATED

RIA
CRD#: 8158
CHICAGO, IL
Past

October 17, 2014 - August 7, 2019

MORGAN STANLEY

RIA
CRD#: 149777
Chicago, IL
Past

October 17, 2014 - August 7, 2019

MORGAN STANLEY

BD
CRD#: 149777
Chicago, IL
Past

July 14, 2014 - October 3, 2014

VOYA FINANCIAL ADVISORS, INC.

BD
CRD#: 2882
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(6/13/2023)
RR
New York
(6/13/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/6/2014
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 7/26/2021
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/14/2014
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

G&
GREENHILL & CO., LLC
GREENHILL & CO., LLC

CRD#: 40290 / SEC#: , 8-49000

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
PREMIUM
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Contact information

Main Address
1271 Avenue Of The Americas, New York, NY 10020
Mailing Address
1271 Avenue Of The Americas, New York, NY 10020
Phone number
(212) 389-1500
Established
New York since 01/19/1996
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
GREENHILL & CO., INC.OWNER
DALY, BRENDAN GERARDCHIEF COMPLIANCE OFFICER1823142
FALEIRO, GITANJALI PINTOGENERAL COUNSEL4250865
KATZ, MICHALMANGING DIRECTOR - HEAD OF INVESTMENT BANKING2813944
LASKY, MARK RICHARDCHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, FINOP6005542
MIZUHO SECURITIES USA LLCMANAGER19647
RIZZIERI, GERALD ANTHONYCHIEF EXECUTIVE OFFICER1751181

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GREENHILL & CO., LLC

CRD#: 40290San Francisco, CA 94111

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