Clayton S. Coleman
Professional summary
Clayton Samuel Coleman, who also goes by Clay Samuel Coleman, is a registered financial professional currently at PASSCO CAPITAL, INC. located in Irvine, California.
Clayton is registered as a RR (Registered Representative) and started their career in finance in 2014. Clayton has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Clayton Samuel Coleman's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 17, 2023 - Present
PASSCO CAPITAL, INC.
Office #1: 2050 Main Street Suite 650, Irvine, CA 92614March 16, 2021 - February 15, 2023
RANCE KING SECURITIES CORP.
August 16, 2016 - March 17, 2021
NEXPOINT SECURITIES, INC.
March 12, 2015 - August 5, 2016
STRATEGIC ADVISERS LLC
August 19, 2014 - August 4, 2016
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/6/2023)
(3/6/2023)
(3/6/2023)
(3/6/2023)
(2/17/2023)
(2/17/2023)
(3/6/2023)
(3/6/2023)
(3/6/2023)
(3/6/2023)
(3/6/2023)
(3/6/2023)
(3/6/2023)
(3/6/2023)
(3/6/2023)
(3/6/2023)
(2/17/2023)
(3/6/2023)
(2/17/2023)
(3/6/2023)
(2/17/2023)
(3/6/2023)
(3/6/2023)
(3/6/2023)
(3/6/2023)
(2/17/2023)
(3/6/2023)
(2/17/2023)
(3/6/2023)
(3/6/2023)
(3/6/2023)
(2/17/2023)
(3/6/2023)
(3/6/2023)
(2/17/2023)
(3/6/2023)
(3/6/2023)
(3/6/2023)
(3/6/2023)
(3/6/2023)
(3/6/2023)
(2/17/2023)
(3/6/2023)
(2/17/2023)
(3/6/2023)
(3/6/2023)
(3/6/2023)
(3/6/2023)
(3/6/2023)
(3/6/2023)
(2/17/2023)
Exams
FINRA
Current Firm
PASSCO CAPITAL, INC.
CRD#: 117323 / SEC#: , 8-53591
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.