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BM

Benjamin C. Mcqueen

LIBERTY ONE INVESTMENT MANAGEMENT
Florence, KY
Some features on this profile are disabled
CRD#: 6353041
BM

Professional summary

Benjamin Charles Mcqueen, who also goes by Ben Mcqueen, is a registered financial advisor currently at LIBERTY ONE INVESTMENT MANAGEMENT located in Florence, Kentucky.

Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Benjamin has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Ben Mcqueen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Charles Mcqueen's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 15, 2020 - Present

LIBERTY ONE INVESTMENT MANAGEMENT

RIA
CRD#: 304290
Florence, KY
Past

November 10, 2020 - November 11, 2020

ORION PORTFOLIO SOLUTIONS, LLC

RIA
CRD#: 125446
Hebron, KY
Past

August 18, 2017 - October 18, 2019

ORION PORTFOLIO SOLUTIONS, LLC

RIA
CRD#: 125446
Hebron, KY
Past

July 25, 2016 - May 19, 2017

FIFTH THIRD SECURITIES, INC.

RIA
CRD#: 628
UNION, KY
Past

July 25, 2016 - May 19, 2017

FIFTH THIRD SECURITIES, INC.

BD
CRD#: 628
UNION, KY
Past

April 17, 2015 - March 28, 2016

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
COVINGTON, KY
Past

August 19, 2014 - March 25, 2016

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
COVINGTON, KY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LO
LIBERTY ONE INVESTMENT MANAGEMENT
LIBERTY ONE INVESTMENT MANAGEMENT | LIBERTY ONE INVESTMENT MANAGEMENT, LLC

CRD#: 304290 / SEC#: 801-116826

RIA
Registered Investment Advisory firm - (6/21/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Kentucky
(12/15/2020)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/8/2015
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 8/26/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 5/19/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/19/2014
General Securities Representative Examination

Current Firm

LO
LIBERTY ONE INVESTMENT MANAGEMENT
LIBERTY ONE INVESTMENT MANAGEMENT | LIBERTY ONE INVESTMENT MANAGEMENT, LLC

CRD#: 304290 / SEC#: 801-116826

RIA
Registered Investment Advisory firm - (6/21/2019 Approved)
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Contact information

Main Address
1509 N. Milwaukee Ave., Libertyville, IL 60048
Mailing Address
Phone number
(847) 680-9255
Established
Firm type
Fiscal year end
# of Employees
19

SEC notice filing (23 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

LIBERTY ONE FORM ADV PART 2A BROCHURE (10/15/2025)

Regulatory assets under management

Total Number of Accounts17,279
AUM (Assets Under Management)$ 2,378,579,630

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LIBERTY ONE INVESTMENT MANAGEMENT

CRD#: 304290Florence, KY

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