Gregory S. Vezzosi

BNA WEALTH

Rock Hill, SC 29730

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CRD#: 6352889

Professional summary

Gregory Scott Vezzosi, CFP®, who also goes by Gregory S Vezzosi, Scott Vezzosi, is a registered financial advisor currently at BNA WEALTH, INC. located in Rock Hill, South Carolina.

Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Gregory has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gregory S Vezzosi | Scott Vezzosi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Scott Vezzosi's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Gregory Scott Vezzosi's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

November 29, 2024 - Present

BNA WEALTH, INC.

Office #1: 596 Herrons Ferry Road Suite 300, Rock Hill, SC 29730

RIA

CRD#: 39326

Rock Hill, SC

Current

November 29, 2024 - Present

BNA WEALTH, INC.

Office #1: 596 Herrons Ferry Road Suite 300, Rock Hill, SC 29730

RIA

CRD#: 39326

Rock Hill, SC

Past

June 29, 2023 - November 4, 2024

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA

CRD#: 20472

CHARLOTTE, NC

Past

June 29, 2023 - November 4, 2024

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

CHARLOTTE, NC

Past

December 10, 2015 - May 12, 2023

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Huntersville, NC

Past

November 24, 2015 - May 12, 2023

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Huntersville, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BNA WEALTH, INC.

BNA WEALTH | THE LAWRENCE D. VITEZ CORPORATION | CONSOLIDATED SECURITIES | CONSOLIDATED INVESTMENT ADVISORS | BNA WEALTH, INC.

CRD#: 39326 / SEC#: 801-48984, 8-48642

RIA

Registered Investment Advisory firm - SEC (4/18/1995 Approved)

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

North Carolina
(11/29/2024)

IAR

North Carolina
(11/29/2024)

South Carolina
(11/29/2024)

IAR

South Carolina
(11/29/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/10/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/24/2015

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

BNA WEALTH, INC.

BNA WEALTH | THE LAWRENCE D. VITEZ CORPORATION | CONSOLIDATED SECURITIES | CONSOLIDATED INVESTMENT ADVISORS | BNA WEALTH, INC.

CRD#: 39326 / SEC#: 801-48984, 8-48642

RIA

Registered Investment Advisory firm - SEC (4/18/1995 Approved)

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

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Contact information

Main Address

596 Herrons Ferry Road Suite 300, Rock Hill, SC 29730

Mailing Address

596 Herrons Ferry Road Suite 300, Rock Hill, SC 29730

Phone number

(803) 324-7100

Established

North Carolina since 01/01/1995

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (2 States and Territories)

FINRA licenses (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

BNA WEALTH (3/18/2025)

Direct owners and executive officers

Name	Position	CRD#
ACKERMAN, ADAM ERIC MR.	PRESIDENT/CHIEF COMPLIANCE OFFICER	6447420

Regulatory assets under management

Total Number of Accounts	473
AUM (Assets Under Management)	$ 504,007,049

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Gregory S. Vezzosi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Scott Vezzosi's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Gregory Scott Vezzosi's CRS (Customer Relationship Summary).

Certified licenses

Experience

BNA WEALTH, INC.

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

BNA WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/10/2015

SIE

Date: 10/1/2018

Series 7

Date: 11/24/2015

FINRA

Current Firm

BNA WEALTH, INC.

Contact information

SEC notice filing (2 States and Territories)

FINRA licenses (2 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

BNA WEALTH, INC.

TRUST BUT VERIFY

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