Davion T. Louis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Davion T Louis, who also goes by Davion Louis, was a registered financial professional .
Davion is a previously registered financial professional and started their career in finance in 2016. Davion had worked at 3 firms and has passed the Series 63, SIE, Series 79, Series 52 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 8, 2020 - December 15, 2022
TPG CAPITAL BD, LLC
September 8, 2016 - July 6, 2020
MORGAN STANLEY & CO. LLC
August 12, 2016 - September 9, 2016
MORGAN STANLEY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
TPG CAPITAL BD, LLC
CRD#: 143876 / SEC#: , 8-67616
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
