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RA

Rachel C. Andreassian

PROVABLE MARKETS LLC
New York, NY 10012
Some features on this profile are disabled
CRD#: 6352455
RA

Professional summary


Rachel Christine Andreassian is a registered financial professional currently at PROVABLE MARKETS LLC located in New York, New York.

Rachel is registered as a RR (Registered Representative) and started their career in finance in 2017. Rachel has worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 57, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Rachel Christine Andreassian's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 18, 2022 - Present

PROVABLE MARKETS LLC

Office #1: 110 Greene Street Suite 9g, New York, NY 10012Office #2: 110 Greene Street Suite 9g, New York, NY 10012
BD
CRD#: 312003
New York, NY
Past

December 3, 2020 - April 11, 2022

LIQUIDNET, INC.

BD
CRD#: 103987
NEW YORK, NY
Past

October 18, 2017 - December 1, 2020

BARCLAYS CAPITAL INC.

BD
CRD#: 19714
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(9/9/2022)
RR
Missouri
(10/31/2022)
RR
New Jersey
(11/2/2022)
RR
New York
(4/18/2022)

Exams


State Security Law Exam
RR
Series 63
Date: 11/7/2017
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 2/8/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 57
Date: 2/2/2018
Securities Trader Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


PM
PROVABLE MARKETS LLC
PROVABLE MARKETS LLC

CRD#: 312003 / SEC#: , 8-70667

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
110 Greene Street Suite 9g, New York, NY 10012
Mailing Address
110 Greene Street Suite 9g, New York, NY 10012
Phone number
(646) 741-1248
Established
Delaware since 12/23/2020
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
PROVABLE HOLDINGS US, INC.MEMBER
COHEN, MATTHEW RCHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER4997520
NASSAU, BRADCHIEF COMPLIANCE OFFICER4543461
SCIANGULA, ROCCO DOMINICKFINOP / PFO / POO8017286

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PROVABLE MARKETS LLC

CRD#: 312003New York, NY 10012

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