Jesse D. Busch

I-BANKERS SECURITIES

Fairfield, CT 06824

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CRD#: 6352403

Professional summary

Jesse Daniell Busch is a registered financial professional currently at I-BANKERS SECURITIES, INC. located in Fairfield, Connecticut.

Jesse is registered as a RR (Registered Representative) and started their career in finance in 2015. Jesse has worked at 4 firms and has passed the Series 63, Series 57TO, Series 79TO, Series 87, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jesse Daniell Busch's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 24, 2021 - Present

I-BANKERS SECURITIES, INC.

Office #1: 1261 Post Road Suite 202a, Fairfield, CT 06824

CRD#: 41352

Fairfield, CT

Past

January 13, 2020 - March 3, 2021

HIGHTOWER ADVISORS, LLC

RIA

CRD#: 145323

New York, NY

Past

January 9, 2020 - March 3, 2021

HIGHTOWER SECURITIES, LLC

CRD#: 116681

CHICAGO, IL

Past

September 15, 2015 - November 8, 2019

MACQUARIE CAPITAL (USA) INC.

CRD#: 36368

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(2/24/2021)

New York
(2/24/2021)

Exams

State Security Law Exam

Series 63

Date: 9/25/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

Series 79TO

Date: 8/16/2021

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 87

Date: 8/29/2019

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 10/26/2015

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 9/15/2015

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

I-BANKERS SECURITIES, INC.

I-BANKERS SECURITIES, INC. | MILLENNIUM FINANCIAL GROUP, INC. | IBS HOLDING CORPORATION

CRD#: 41352 / SEC#: , 8-49385

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

1200 N Federal Hwy Suite 215, Boca Raton, FL 33432

Mailing Address

1200 N Federal Hwy Suite 215, Boca Raton, FL 33432

Phone number

(817) 980-9034

Established

Texas since 06/06/1996

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (49 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
MCCRORY, JAMES MICHAEL	BOARD CHAIRMAN/OWNER	2366988
LEONARD, SHELLEY KAY	OWNER	2401474
FLORIANI, PAOLO ERMENEGILDO	SHAREHOLDER	2760686
LEVIN, ALAN BRUCE	CFO	3073530
MCCLOSKEY, MATTHEW JOSEPH	PRESIDENT/CEO	3035438
THAYER, LARRY DANIEL JR	CHIEF COMPLIANCE OFFICER	4598879

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jesse D. Busch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jesse Daniell Busch's CRS (Customer Relationship Summary).

Certified licenses

Experience

HIGHTOWER ADVISORS, LLC

HIGHTOWER SECURITIES, LLC

MACQUARIE CAPITAL (USA) INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/25/2015

Series 57TO

Date: 1/2/2023

Series 79TO

Date: 8/16/2021

Series 87

Date: 8/29/2019

SIE

Date: 10/1/2018

Series 55

Date: 10/26/2015

Series 7

Date: 9/15/2015

FINRA

Nasdaq Stock Market

Current Firm

I-BANKERS SECURITIES, INC.

Contact information

FINRA licenses (49 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

I-BANKERS SECURITIES, INC.

TRUST BUT VERIFY

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