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Patrick E. Stack

COGNITIVE CAPITAL
Chicago, IL 60604
Some features on this profile are disabled
CRD#: 6352223
PS

Professional summary

Patrick Edward Stack is a registered financial professional currently at COGNITIVE CAPITAL, LLC located in Chicago, Illinois.

Patrick is registered as a RR (Registered Representative) and started their career in finance in 2015. Patrick has worked at 2 firms and has passed the Series 99TO, SIE and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Patrick Edward Stack's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 2, 2019 - Present

COGNITIVE CAPITAL, LLC

Office #1: 141 W Jackson # 1620, Chicago, IL 60604Office #2: 141 W Jackson Blvd # 1620, Chicago, IL 60604
BD
CRD#: 131272
Chicago, IL
Past

November 30, 2015 - January 27, 2017

OBD SECURITIES LLC

BD
CRD#: 153008
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 99TO
Date: 6/10/2024
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 6/10/2024
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 27
Date: 8/31/2019
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CC
COGNITIVE CAPITAL, LLC
COGNITIVE CAPITAL, LLC

CRD#: 131272 / SEC#: , 8-66442

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
141 W Jackson # 1620, Chicago, IL 60604
Mailing Address
141 W Jackson # 1620, Chicago, IL 60604
Phone number
(312) 431-0400
Established
Illinois since 03/22/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
ARTHUR S. MARGULIS LIVING TRUST DATED 2/24/1998MANAGING MEMBER
MARK AND BETSY CARROLL FAMILY REVOCABLE TRUSTMEMBER
THE M & C BUCKLEY FAMILY REVOCABLE TRUST DATED 10/13/2020MEMBER
BUCKLEY, MATTHEW EDWARDTRADING MANAGER, TRUSTEE5130690
CARROLL, MARK WILLIAMCHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, TRUSTEE5077727
MARGULIS, ARTHUR SIDNEY JRMANAGING PRINCIPAL, TRUSTEE2132364
RIDGES, DAVID BRIANCHIEF TECHNOLOGY OFFICER, TRUSTEE4662004
THE RIDGES FAMILY 2024 DECLARATION OF TRUST DATED MARCH 1, 2024MEMBER

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COGNITIVE CAPITAL, LLC

CRD#: 131272Chicago, IL 60604

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