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Michael Carlo Bertelletti

CRD# 6351975·Registered 2015 - 2025
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Carlo Bertelletti, who also goes by Michael Carlo Berteletti, Michael Bertelletti, Michael C Bertelletti, Michael B Minor, was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 2015 - 2025. Michael had worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael Carlo Berteletti, Michael Bertelletti, Michael C Bertelletti, Michael B Minor

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

11 years in the financial services industry

Current & Past Employments

AVANTAX ADVISORY SERVICES·CRD# 104556
RIA
Staten Island, NY
August 23, 2021 - January 10, 2025
AVANTAX INVESTMENT SERVICES, INC.·CRD# 13686
BD
Staten Island, NY
June 26, 2020 - January 10, 2025
NEUBERGER BERMAN BD LLC·CRD# 2908
RIA
New York, NY
December 27, 2018 - March 4, 2020
NEUBERGER BERMAN BD LLC·CRD# 2908
BD
New York, NY
March 28, 2017 - March 4, 2020
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
New York, NY
March 4, 2016 - April 5, 2017
LEGEND SECURITIES, INC.·CRD# 44952
BD
New York, NY
September 24, 2015 - March 9, 2016

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Current Firm

AA
AVANTAX ADVISORY SERVICES

1ST GLOBAL ADVISORY SERVICES | HD VEST ADVISORY SERVICES | H.D. VEST ADVISORY SERVICES, INC | AVANTAX WEALTH MANAGEMENT | AVANTAX ADVISORY SERVICES, INC. | AVANTAX ADVISORY SERVICES

CRD#: 104556 / SEC#: 801-29892

Contact Information

Main Address

3200 Olympus Blvd Suite 100, Dallas, TX 75019

Phone Number

(972) 870-6000

# of Employees

2,278

Documents

Latest Form ADV

Part 2 Brochures

FORM ADV 2A FIRM BROCHURE (3/31/2025)

Regulatory Assets Under Management

Total Number of Accounts

140,306

AUM (Assets Under Management)

$46,109,939,749

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
12/13/2024Cover PageReport
11/28/2023Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Rogers Surveying~'NIR'~2420 Arthur Kill Rd~Staten Island~NY~10309~Other~Employee~2/27/2020~160hrs~130hrs~Land and Water Surveying. The majority of my time is spent doing topographic surveys on local residential and commercial properties. In addition I will also be performing hydrographic surveys in various locations in the Tri-State area. 2) Four Seasons Realty~'NIR'~8010 13th Ave~Brooklyn~NY~11228~Real Estate/Mortgage (I.E. Sales Agent/Broker, Mortgage Originator)~Employee~3/21/2018~20hrs~20hrs~Researches active and pending listings, completes paperwork such as real estate documents and agreements. Plans and coordinates appointments appointments and house showings. 3) John J. Vento , CPA, P.C.~'IR'~95 New Dorp Ln~Staten Island~NY~10306~Other~Employee~6/17/2020~40hrs~40hrs~I will be one of the firms part time analysts. The majority of my duties with John J. Vento , CPA, P.C. will be surrounding the Delaware Statutory Trust investment product. Introducing to the firm new clients to whom a "DST" would be a suitable investment product. All financial investment activity will be done through Avantax only. 4) DINAPOLY REALTY ADVISORS LLC POSITION: Salesperson NATURE: Real estate sales INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 5 START DATE: 09/22/2022 ADDRESS: 8 Joseph Ln, Staten Island NY 10305, United States DESCRIPTION: I am a real estate agent, I represent buyers and sellers in real estate transactions. 5) VENTO TAX & WEALTH MANAGEMENT GROUP POSITION: Employee NATURE: John J. Vento , CPA, P.C. is a tax preparation and financial planning firm. They perform a number of different financial activities from estate planning, investment advisory, tax preparation, etc. All financial investment activity will be done through Avantax only. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 06/17/2020 ADDRESS: 95 New Dorp Ln, Staten Island NY 10306, United States DESCRIPTION: I will be one of the firms part time analysts. The majority of my duties with John J. Vento , CPA, P.C. will be surrounding the Delaware Statutory Trust investment product. Introducing to the firm new clients to whom a "DST" would be a suitable investment product. All financial investment activity will be done through Avantax only.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Dec 2018About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2016About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 2015About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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