Cory F. Lyon

AUREUM WEALTH MANAGEMENT

North Palm Beach, FL 33408

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CRD#: 6351648

Professional summary

Cory Francis Lyon is a registered financial advisor currently at AUREUM WEALTH MANAGEMENT, LLC located in North Palm Beach, Florida.

Cory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Cory has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

THE FUOCO GROUP; NON-INVESTMENT RELATED; 772 U.S. HIGHWAY ONE SUITE 200, NORTH PALM BEACH, FL 33408; ACCOUNTING FIRM; 11/1/2015; 40+ HOURS PER WEEK, ALL DURING TRADING HOURS; ASSIST ACCOUNTING STAFF AND PROVIDE Information Technology Assistance.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cory Francis Lyon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 21, 2017 - Present

AUREUM WEALTH MANAGEMENT, LLC

Office #1: 772 Us Highway One Ste 100, North Palm Beach, FL 33408

RIA

CRD#: 272027

North Palm Beach, FL

Past

May 2, 2016 - December 2, 2016

WIPFLI FINANCIAL ADVISORS, LLC

RIA

CRD#: 109983

North Palm Beach, FL

Past

June 2, 2015 - October 12, 2015

CONCORDE INVESTMENT SERVICES, LLC

CRD#: 151604

Juno Beach, FL

Past

December 11, 2014 - June 2, 2015

J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177

JUNO BEACH, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AUREUM WEALTH MANAGEMENT, LLC

AFFINITY ASSET MANAGEMENT | THE AFFINITY GROUP OF COMPANIES | TFG FINANCIAL ADVISORS, LLC | AUREUM WEALTH MANAGEMENT, LLC

CRD#: 272027 / SEC#: 801-130362

RIA

Registered Investment Advisory firm - (5/24/2024 Approved)

Florida

Registered Investment Advisory firm - (5/29/2024 Terminated)

Michigan

Registered Investment Advisory firm - (6/12/2024 Terminated)

Texas

Registered Investment Advisory firm - (5/29/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(11/21/2017)

IAR

Texas
(2/2/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/16/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/30/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/12/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/11/2014

General Securities Representative Examination

Current Firm

AUREUM WEALTH MANAGEMENT, LLC

AFFINITY ASSET MANAGEMENT | THE AFFINITY GROUP OF COMPANIES | TFG FINANCIAL ADVISORS, LLC | AUREUM WEALTH MANAGEMENT, LLC

CRD#: 272027 / SEC#: 801-130362

RIA

Registered Investment Advisory firm - (5/24/2024 Approved)

Florida

Registered Investment Advisory firm - (5/29/2024 Terminated)

Michigan

Registered Investment Advisory firm - (6/12/2024 Terminated)

Texas

Registered Investment Advisory firm - (5/29/2024 Terminated)

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Contact information

Main Address

772 Us Highway One Ste 100, North Palm Beach, FL 33408

Mailing Address

Phone number

(561) 209-1120

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (10/24/2025)

Regulatory assets under management

Total Number of Accounts	765
AUM (Assets Under Management)	$ 154,484,042

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Cory F. Lyon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cory Francis Lyon's CRS (Customer Relationship Summary).

Certified licenses

Experience

WIPFLI FINANCIAL ADVISORS, LLC

CONCORDE INVESTMENT SERVICES, LLC

J.P. TURNER & COMPANY, L.L.C.

Primary Firm SEC Registration

AUREUM WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/16/2015

Series 63

Date: 12/30/2014

SIE

Date: 10/12/2015

Series 7

Date: 12/11/2014

Current Firm

AUREUM WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AUREUM WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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