MS
Matthew J. Smith
FAIRWAY ASSET MANAGEMENT
Omaha, NE 68130-4645
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CRD#: 6351345
MS
Professional summary
Matthew James Smith is a registered financial advisor currently at FAIRWAY ASSET MANAGEMENT, LLC located in Omaha, Nebraska.
Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Matthew has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: NEBRASKA AIR NATIONAL GUARD INVESTMENT RELATED: NO ADDRESS: 2420 WEST BUTLER AVE LINCOLN, NE 58524 NATURE OF BUSINESS: MILITARY SERVICE START DATE: 02/2014 POSITION/TITLE/RELATIONSHIP: TRADITIONAL GUARDSMAN APX NUMBER OF HOURS PER WEEK: 24 PER MONTH APX NUMBER OF HOURS DURING TRADING HOURS: NONE BRIEF DESCRIPTION OF DUTIES: FORCE SUPPORT OFFICER 2. NAME OF OTHER BUSINESS: MATINEE MICROFARMS; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: FRESH PRODUCE; START DATE: 03/2023; POSITION/TITLE/RELATIONSHIP: FOUNDER/OWNER; APX NUMBER OF HOURS PER WEEK: 5-15; APX NUMBER OF HOURS DURING TRADING HOURS: 5-15; BRIEF DESCRIPTION OF DUTIES: SELLING LOCAL PRODUCE, WHEATGRASS, PET GRASS AND MICROGREENS TO THE GENERAL PUBLIC;
CRS (Client Relationship Summary) - RIA
Click below to view Matthew James Smith's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 23, 2025 - Present
FAIRWAY ASSET MANAGEMENT, LLC
Office #1: 17445 Arbor Street Suite 200, Omaha, NE 68130-4645RIA
CRD#: 146636
Omaha, NE
Past
August 7, 2019 - June 18, 2025
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
OMAHA, NE
Past
September 4, 2018 - April 16, 2019
TD AMERITRADE CLEARING, INC.
BD
CRD#: 5633
OMAHA, NE
Past
August 8, 2017 - April 16, 2019
TD AMERITRADE, INC.
BD
CRD#: 7870
OMAHA, NE
Past
April 5, 2016 - July 5, 2017
AXOS CLEARING LLC
BD
CRD#: 117176
OMAHA, NE
Past
July 15, 2014 - March 3, 2015
TD AMERITRADE, INC.
BD
CRD#: 7870
OMAHA, NE
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(7/23/2025)
IAR
Florida(8/12/2025)
IAR
Iowa(7/23/2025)
IAR
Mississippi(7/23/2025)
IAR
Missouri(7/23/2025)
IAR
Nebraska(7/24/2025)
IAR
North Dakota(7/28/2025)
IAR
Ohio(7/24/2025)
IAR
Oklahoma(7/23/2025)
IAR
Texas(7/23/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
FA
FAIRWAY ASSET MANAGEMENT, LLC
FAIRWAY ASSET MANAGEMENT, LLC
CRD#: 146636 / SEC#: 801-134335
California
Registered Investment Advisory firm - (7/18/2017 Approved)Florida
Registered Investment Advisory firm - (8/29/2016 Approved)Georgia
Registered Investment Advisory firm - (2/22/2018 Approved)Iowa
Registered Investment Advisory firm - (6/1/2017 Approved)Mississippi
Registered Investment Advisory firm - (8/23/2017 Approved)Missouri
Registered Investment Advisory firm - (3/28/2012 Approved)Nebraska
Registered Investment Advisory firm - (3/22/2012 Approved)North Dakota
Registered Investment Advisory firm - (7/21/2017 Approved)Ohio
Registered Investment Advisory firm - (7/5/2017 Approved)Oklahoma
Registered Investment Advisory firm - (7/10/2017 Approved)Oregon
Registered Investment Advisory firm - (10/7/2013 Terminated)Texas
Registered Investment Advisory firm - (2/28/2012 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
17445 Arbor Street Suite 200, Omaha, NE 68130-4645
Mailing Address
Phone number
(402) 932-4630
Established
Firm type
Fiscal year end
# of Employees
3
Documents
Regulatory assets under management
| Total Number of Accounts | 82 |
| AUM (Assets Under Management) | $ 111,907,016 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FAIRWAY ASSET MANAGEMENT, LLC
CRD#: 146636Omaha, NE 68130-4645TRUST BUT VERIFY
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