Jeffrey Miller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Miller was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 2014. Jeffrey had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 25, 2016 - December 31, 2016
JM WEALTH BUILDER COMPANY, LLC
September 5, 2014 - June 19, 2015
EDWARD JONES
August 12, 2014 - June 19, 2015
EDWARD JONES
State Registrations and Notice Filings
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Exams
Current Firm
JM WEALTH BUILDER COMPANY, LLC
CRD#: 269967 / SEC#:
Contact information
Red Flags
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