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KM

Kevin L. Matthews

WEALTH MORE ENTERPRISE
Wake Forest, NC
Some features on this profile are disabled
CRD#: 6351265
KM

Professional summary


Kevin L Matthews, who also goes by Kevin L Matthews II, Kevin Matthews, is a registered financial advisor currently at WEALTH MORE ENTERPRISE, INC. located in Wake Forest, North Carolina.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Kevin has worked at 5 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Kevin L Matthews Ii | Kevin Matthews

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Building Bread - Not Investment Related - 8520 Bermondsey Market Way, Wake Forest, NC, 27587 - Education - CEO - Owner - 09/2010 - 4 hours per month - 0 hours during trading hours - Author/Speaker

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Kevin L Matthews's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 15, 2025 - Present

WEALTH MORE ENTERPRISE, INC.

RIA
CRD#: 324763
Wake Forest, NC
Past

January 12, 2017 - July 18, 2018

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
New York, NY
Past

January 10, 2017 - July 18, 2018

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
New York, NY
Past

June 17, 2015 - December 13, 2016

CAPITAL ONE ADVISORS, LLC

RIA
CRD#: 136865
BRONX, NY
Past

June 17, 2015 - December 13, 2016

CAPITAL ONE INVESTING, LLC

BD
CRD#: 45744
FAIRFIELD, NJ
Past

September 8, 2014 - June 4, 2015

EDWARD JONES

RIA
CRD#: 250
ASTORIA, NY
Past

August 12, 2014 - June 4, 2015

EDWARD JONES

BD
CRD#: 250
ASTORIA, NY

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WM
WEALTH MORE ENTERPRISE, INC.
WEALTH MORE ENTERPRISE, INC.

CRD#: 324763 / SEC#: 801-130220

RIA
Registered Investment Advisory firm - (5/3/2024 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
North Carolina
(10/27/2025)
IAR
Pennsylvania
(10/15/2025)
IAR
Texas
(10/15/2025)

Exams


State Security Law Exam
IAR
Series 65
Date: 9/15/2025
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 9/5/2014
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam

Current Firm


WM
WEALTH MORE ENTERPRISE, INC.
WEALTH MORE ENTERPRISE, INC.

CRD#: 324763 / SEC#: 801-130220

RIA
Registered Investment Advisory firm - (5/3/2024 Approved)
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Contact information


Main Address
1900 Market Street, Philadelphia, PA 19103
Mailing Address
1180 Baltimore Pike Suite 230, Springfield, PA 19064
Phone number
(888) 303-6361
Established
Firm type
Fiscal year end
# of Employees
10

SEC notice filing (15 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WEALTH MORE ADV PART 2 APPENDIX 1 WRAP BROCHURE 04 05 2024 (3/31/2025)

Regulatory assets under management


Total Number of Accounts76
AUM (Assets Under Management)$ 76,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


WEALTH MORE ENTERPRISE, INC.

CRD#: 324763Wake Forest, NC

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