BD
Brittany W. Dorian
HEIM, YOUNG & ASSOCIATES
Springfield, MO 65804-7211
Some features on this profile are disabled
CRD#: 6351247
BD
Professional summary
Brittany Wilcox Dorian, who also goes by Brittany Ann Wilcox, is a registered financial professional currently at HEIM, YOUNG & ASSOCIATES, INC. located in Springfield, Missouri.
Brittany is registered as a RR (Registered Representative) and started their career in finance in 2016. Brittany has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Brittany Ann Wilcox
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Brittany Wilcox Dorian's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 4, 2023 - Present
HEIM, YOUNG & ASSOCIATES, INC.
Office #1: 1256 E. Kingsley St, Springfield, MO 65804-7211BD
CRD#: 38993
Springfield, MO
Past
July 25, 2016 - April 28, 2023
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
NEWPORT BEACH, CA
Past
June 24, 2016 - April 28, 2023
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
NEWPORT BEACH, CA
Past
January 27, 2016 - June 14, 2016
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
WAYZATA, MN
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/22/2024)
RR
Alaska(3/12/2024)
RR
Arizona(3/12/2024)
RR
Arkansas(4/12/2024)
RR
California(12/4/2023)
RR
Colorado(3/1/2024)
RR
Connecticut(3/4/2024)
RR
Delaware(7/1/2025)
RR
District of Columbia(7/31/2025)
RR
Florida(3/1/2024)
RR
Georgia(12/15/2023)
RR
Hawaii(4/25/2024)
RR
Idaho(3/12/2024)
RR
Illinois(4/24/2024)
RR
Indiana(4/22/2024)
RR
Iowa(5/29/2024)
RR
Kansas(4/22/2024)
RR
Kentucky(4/22/2024)
RR
Louisiana(7/31/2025)
RR
Maine(9/18/2024)
RR
Maryland(7/31/2025)
RR
Massachusetts(9/5/2024)
RR
Michigan(4/22/2024)
RR
Minnesota(9/5/2024)
RR
Mississippi(7/31/2025)
RR
Missouri(12/4/2023)
RR
Montana(5/30/2024)
RR
Nebraska(3/10/2025)
RR
Nevada(4/22/2024)
RR
New Hampshire(4/22/2024)
RR
New Jersey(3/1/2024)
RR
New Mexico(5/21/2024)
RR
New York(12/15/2023)
RR
North Carolina(4/12/2024)
RR
North Dakota(3/1/2024)
RR
Ohio(4/22/2024)
RR
Oklahoma(4/12/2024)
RR
Oregon(12/15/2023)
RR
Pennsylvania(3/1/2024)
RR
Rhode Island(9/5/2024)
RR
South Carolina(4/22/2024)
RR
South Dakota(7/31/2025)
RR
Tennessee(3/12/2024)
RR
Texas(3/12/2024)
RR
Utah(4/22/2024)
RR
Virginia(4/12/2024)
RR
Washington(12/15/2023)
RR
Wisconsin(5/21/2024)
RR
Wyoming(5/30/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HY
HEIM, YOUNG & ASSOCIATES, INC.
HEIM & YOUNG SECURITIES, INC. | MABS INSURANCE SOLUTIONS | MA BROKERAGE SOLUTIONS | HEIM, YOUNG & ASSOCIATES, INC.
CRD#: 38993 / SEC#: , 8-48500
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
1256 E. Kingsley St, Springfield, MO 65804-7211
Mailing Address
1256 E. Kingsley St, Springfield, MO 65804-7211
Phone number
(417) 882-7283
Established
Missouri since 07/07/1995
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees
FINRA licenses (49 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MERCER ADVISORS, INC. | OWNER | |
| BRAMER, BENJAMIN EDWARD | DIRECTOR | 3222029 |
| CATALDO, CHRISTINE ADELE | CHIEF INFORMATION OFFICER | 3042889 |
| DREPAUL, ROSHNI ARUNA | FINOP / PFO | 6487453 |
| ENCINO, MATHEW RYAN | GENERAL COUNCEL, SECRETARY | 7530163 |
| ERKER, TORIAN BILLS | CCO | 6309105 |
| LEE, TRINITY YVONNE | PRESIDENT & EXECUTIVE DIRECTOR /CFO/POO | 5472899 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HEIM, YOUNG & ASSOCIATES, INC.
CRD#: 38993Springfield, MO 65804-7211TRUST BUT VERIFY
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