Cody J. Hutchinson
THE NORDEN GROUP LLC
St. George, UT 84770
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CRD#: 6351176
Professional summary
Cody Joseph Hutchinson is a registered financial advisor currently at THE NORDEN GROUP LLC located in St. George, Utah.
Cody is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Cody has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Cody Joseph Hutchinson is separately licensed as an independent insurance agent. In this capacity, he can effect transactions in insurance products for his clients and earn commissions for these activities. The fees you pay our firm for advisory services are separate and distinct from the commissions earned by Mr. Hutchinson for insurance related activities. This presents a conflict of interest because Mr. Hutchinson may have an incentive to recommend insurance products to you for the purpose of generating commissions rather than solely based on your needs. However, you are under no obligation, contractually or otherwise, to purchase insurance products through any person affiliated with our firm.
CRS (Client Relationship Summary) - RIA
Click below to view Cody Joseph Hutchinson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 6, 2024 - Present
THE NORDEN GROUP LLC
Office #1: 216 West St. George Boulevard Suite 101 S, St. George, UT 84770RIA
CRD#: 323988
St. George, UT
Past
November 20, 2014 - May 7, 2024
EDWARD JONES
RIA
CRD#: 250
SUN CITY WEST, AZ
Past
August 12, 2014 - May 7, 2024
EDWARD JONES
BD
CRD#: 250
SUN CITY WEST, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TN
THE NORDEN GROUP LLC
THE NORDEN GROUP LLC
CRD#: 323988 / SEC#: 801-127137
RIA
Registered Investment Advisory firm - (1/5/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Utah(5/6/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
TN
THE NORDEN GROUP LLC
THE NORDEN GROUP LLC
CRD#: 323988 / SEC#: 801-127137
RIA
Registered Investment Advisory firm - (1/5/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5255 N Edgewood Drive Suite 225, Provo, UT 84604
Mailing Address
Phone number
(801) 331-5511
Established
Firm type
Fiscal year end
# of Employees
29
SEC notice filing (28 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,913 |
| AUM (Assets Under Management) | $ 1,739,496,789 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THE NORDEN GROUP LLC
CRD#: 323988St. George, UT 84770TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
