Brittany L. Woodruff
Professional summary
Brittany Lee Woodruff, who also goes by Brittany Lee Dalziel, is a registered financial advisor currently at PTMA INVESTMENT ADVISORS located in Naperville, Illinois and PMA SECURITIES, LLC located in Lancaster, Pennsylvania.
Brittany is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Brittany has worked at 4 firms and has passed the Series 65, Series 63, Series 50, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Brittany Lee Woodruff's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 3, 2021 - Present
PTMA INVESTMENT ADVISORS
Office #1: 2135 Citygate Lane 7th Floor, Naperville, IL 60563February 3, 2021 - Present
PMA SECURITIES, LLC
Office #1: 2101 Oregon Pike Suite 200, Lancaster, PA 17601November 13, 2017 - January 29, 2021
RBC CAPITAL MARKETS, LLC
September 5, 2017 - January 29, 2021
RBC CAPITAL MARKETS, LLC
August 11, 2014 - January 13, 2017
VANGUARD MARKETING CORPORATION
Primary Firm SEC Registration
PTMA INVESTMENT ADVISORS
CRD#: 301973 / SEC#: 801-115313
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/3/2021)
(2/3/2021)
(2/3/2021)
Exams
FINRA
Current Firm
PTMA INVESTMENT ADVISORS
CRD#: 301973 / SEC#: 801-115313
Contact information
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 504 |
| AUM (Assets Under Management) | $ 27,791,353,702 |
Red Flags
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