Christopher L. Rendon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher L Rendon, who also goes by Chris Rendon, Christopher Luke Rendon, Christopher Rendon, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2015. Christopher had worked at 2 firms and has passed the Series 63, Series 7TO, Series 79TO, Series 86, Series 87, SIE, Series 79 and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 15, 2025 - June 4, 2026
TRIPLE P SECURITIES, LLC
August 7, 2015 - April 20, 2021
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 6/12/2024
General Securities Representative ExaminationSeries 79TO
Date: 6/12/2024
Investment Banking Registered Representative ExaminationCurrent Firm
TRIPLE P SECURITIES, LLC
CRD#: 323197 / SEC#: , 8-71006
Contact information
FINRA licenses (5 States and Territories)
Documents
Red Flags
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