LW
Leah I. Woodly
DORVAL & CHORNE FINANCIAL ADVISORS
Frederick, MD
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CRD#: 6350825
LW
Professional summary
Leah Irene Woodly, who also goes by Leah Baughn, is a registered financial advisor currently at DORVAL & CHORNE FINANCIAL ADVISORS located in Frederick, Maryland.
Leah is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Leah has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Leah Baughn
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I am an employee of Dorval & Chorne Financial Advisors, which is an investment-related business. The main address is 11242 86th Avenue North, Maple Grove, MN 55369 and branch office address is 6804 Ballenger Run Blvd, Frederick, MD 21703. Dorval & Chorne Financial Advisors is a Registered Investment Adviser for which I hold the position of Associate Financial Advisor. I started with this company September 2022. I devote approximately 173 hours per month to Dorval & Chorne. Approximately 6 hours are devoted to Dorval & Chorne during securities trading hours. My duties include financial planning, holding and documenting client meetings, business development and work on special projects. I am an employee of Jacobs, which is a non-investment-related engineering business. The headquarter address is 1999 Bryan Street, Suite 1200, Dallas, TX 75201 and I work remotely. Jacobs is in the engineering business and I hold the position as Project Engineer/Structural Engineering professional. I began working at Jacobs in January 2017. I work approximately 91 hours per month for Jacobs. I devote 1 hour to Jacobs during securities trading hours. My duties include project management and engineering reviews.
CRS (Client Relationship Summary) - RIA
Click below to view Leah Irene Woodly's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 11, 2022 - Present
DORVAL & CHORNE FINANCIAL ADVISORS
RIA
CRD#: 309512
Frederick, MD
Past
September 2, 2022 - October 3, 2023
ADVISORNET WEALTH PARTNERS
RIA
CRD#: 113074
Frederick, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
D&
DORVAL & CHORNE FINANCIAL ADVISORS
DORVAL & CHORNE FINANCIAL ADVISORS | DORVAL CORPORATION
CRD#: 309512 / SEC#: 801-129114
RIA
Registered Investment Advisory firm - (11/28/2023 Approved)Maryland
Registered Investment Advisory firm - (12/26/2023 Terminated)Minnesota
Registered Investment Advisory firm - (12/26/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maryland(10/11/2022)
Current Firm
D&
DORVAL & CHORNE FINANCIAL ADVISORS
DORVAL & CHORNE FINANCIAL ADVISORS | DORVAL CORPORATION
CRD#: 309512 / SEC#: 801-129114
RIA
Registered Investment Advisory firm - (11/28/2023 Approved)Maryland
Registered Investment Advisory firm - (12/26/2023 Terminated)Minnesota
Registered Investment Advisory firm - (12/26/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11242 86th Avenue North, Maple Grove, MN 55369
Mailing Address
Phone number
(612) 436-3714
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,645 |
| AUM (Assets Under Management) | $ 308,433,011 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
