Patrick L. Grasso

ROBBINS FARLEY LLC

Bedford, NH 03110

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CRD#: 6350605

Professional summary

Patrick Lowell Grasso, who also goes by Pat Grasso, is a registered financial advisor currently at ROBBINS FARLEY LLC located in Bedford, New Hampshire.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Patrick has worked at 9 firms and has passed the Series 66, SIE, Series 3, Series 7 and Series 11 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Pat Grasso

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)Vision Capital Partners;investment related;2211 Old Earhart Rd,Ste 155,Ann Arbor,MI 48104;corporation;portfolio manager;7/2022;160 hrs/month;6.5 hrs during trading;trading,portfolio management,research

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Lowell Grasso's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 17, 2025 - Present

ROBBINS FARLEY LLC

Office #1: 6 Bedford Farms Drive Suite 112, Bedford, NH 03110

RIA

CRD#: 286581

Bedford, NH

Past

August 23, 2024 - April 10, 2025

OSAIC WEALTH, INC.

CRD#: 23131

Ann Arbor, MI

Past

September 1, 2022 - August 23, 2024

TRIAD ADVISORS LLC

CRD#: 25803

Ann Arbor, MI

Past

August 9, 2022 - July 2, 2025

VISION CAPITAL PARTNERS

RIA

CRD#: 175147

ANN ARBOR, MI

Past

April 2, 2021 - March 11, 2022

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Burlington, MA

Past

December 24, 2019 - March 17, 2022

AFFINIA FINANCIAL GROUP, LLC

RIA

CRD#: 304665

BURLINGTON, MA

Past

December 13, 2019 - June 15, 2021

LPL FINANCIAL LLC

CRD#: 6413

BURLINGTON, MA

Past

January 4, 2016 - March 12, 2019

GOLDMAN SACHS & CO. LLC

CRD#: 361

LATHAM, NY

Past

July 10, 2014 - January 22, 2016

MERCER ALLIED COMPANY, L.P.

CRD#: 37404

LATHAM, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROBBINS FARLEY LLC

RAMSAY FRASER LLC | ROBBINS FARLEY LLC

CRD#: 286581 / SEC#: 801-118427

RIA

Registered Investment Advisory firm - (4/14/2020 Approved)

Florida

Registered Investment Advisory firm - (4/22/2020 Terminated)

Massachusetts

Registered Investment Advisory firm - (5/8/2020 Terminated)

New Hampshire

Registered Investment Advisory firm - (5/18/2020 Terminated)

Texas

Registered Investment Advisory firm - (4/22/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Hampshire
(4/22/2025)

IAR

Texas
(10/21/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/12/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 6/6/2016

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 10/2/2014

General Securities Representative Examination

General Industry/Product Exam

Series 11

Date: 7/10/2014

Assistant Representative-Order Processing Qualification Exam

Current Firm

ROBBINS FARLEY LLC

RAMSAY FRASER LLC | ROBBINS FARLEY LLC

CRD#: 286581 / SEC#: 801-118427

RIA

Registered Investment Advisory firm - (4/14/2020 Approved)

Florida

Registered Investment Advisory firm - (4/22/2020 Terminated)

Massachusetts

Registered Investment Advisory firm - (5/8/2020 Terminated)

New Hampshire

Registered Investment Advisory firm - (5/18/2020 Terminated)

Texas

Registered Investment Advisory firm - (4/22/2020 Terminated)

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Contact information

Main Address

6 Bedford Farms Drive Suite 112, Bedford, NH 03110

Mailing Address

Phone number

(603) 703-0255

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (2/19/2025)

Regulatory assets under management

Total Number of Accounts	680
AUM (Assets Under Management)	$ 225,082,765

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Patrick L. Grasso

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Lowell Grasso's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

TRIAD ADVISORS LLC

VISION CAPITAL PARTNERS

PURSHE KAPLAN STERLING INVESTMENTS

AFFINIA FINANCIAL GROUP, LLC

LPL FINANCIAL LLC

GOLDMAN SACHS & CO. LLC

MERCER ALLIED COMPANY, L.P.

Primary Firm SEC Registration

ROBBINS FARLEY LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/12/2015

SIE

Date: 10/1/2018

Series 3

Date: 6/6/2016

Series 7

Date: 10/2/2014

Series 11

Date: 7/10/2014

Current Firm

ROBBINS FARLEY LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ROBBINS FARLEY LLC

TRUST BUT VERIFY

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