SW
Steven Wilson
KESTRA ADVISORY SERVICES
Frederick, MD 21701
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CRD#: 6350590
SW
Steven WilsonKESTRA ADVISORY SERVICES
Professional summary
Steven Wilson, CFP®, who also goes by Steven W Wilson, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Frederick, Maryland and KESTRA INVESTMENT SERVICES, LLC located in Frederick, Maryland.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Steven has worked at 4 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.
Aliases
Steven W Wilson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: HOOD COLLEGE POSITION: Adjunct Professor NATURE: Adjunct Professor INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/26/2022ADDRESS: 401 Rosemont Ave, Frederick MD 21701 DESCRIPTION: Instruct a course at Hood College. Business Name: RS WILL WEALTH MANAGEMENT POSITION: Financial Planner NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 110 START DATE: 07/05/2022 ADDRESS: 154 A N. Market Street, Frederick MD 21701 DESCRIPTION: Create and update client's financial plans Business Name: KESTRA ADVISORY SERVICES, LLC POSITION: Financial Planner NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 110 START DATE: 07/05/2022 ADDRESS: 5707 southwest pkwy,, BLDG 2, suite 400, Austin TX 78735, United States DESCRIPTION: I will be creating and updating financial plans for clients
CRS (Client Relationship Summary) - RIA
Click below to view Steven Wilson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
July 6, 2022 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 154a North Market St, Frederick, MD 21701RIA
CRD#: 283330
Frederick, MD
Current
July 6, 2022 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 154 N. Market Street Ste. 154a, Frederick, MD 21701BD
CRD#: 42046
Frederick, MD
Past
June 22, 2021 - July 29, 2022
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
New York City, NY
Past
June 22, 2021 - July 29, 2022
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
New York City, NY
Past
October 27, 2014 - June 9, 2021
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
WEEHAWKEN, NJ
Past
August 25, 2014 - June 9, 2021
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/8/2025)
RR
Arkansas(1/8/2025)
RR
California(1/8/2025)
RR
Colorado(1/8/2025)
RR
Connecticut(1/8/2025)
RR
Delaware(1/8/2025)
RR
District of Columbia(1/8/2025)
RR
Florida(1/8/2025)
RR
Georgia(1/8/2025)
RR
Idaho(1/8/2025)
RR
Illinois(1/8/2025)
RR
Indiana(1/8/2025)
RR
Kentucky(1/8/2025)
RR
Louisiana(1/8/2025)
RR
Maine(1/8/2025)
RR
Maryland(7/6/2022)
IAR
Maryland(7/6/2022)
RR
Massachusetts(1/8/2025)
RR
Michigan(1/8/2025)
RR
Minnesota(1/8/2025)
RR
Mississippi(1/8/2025)
RR
Montana(1/8/2025)
RR
Nebraska(1/8/2025)
RR
New Hampshire(1/8/2025)
RR
New Jersey(1/8/2025)
RR
New Mexico(1/8/2025)
RR
New York(1/8/2025)
RR
North Carolina(1/10/2025)
RR
North Dakota(1/8/2025)
RR
Ohio(1/8/2025)
RR
Oklahoma(1/22/2025)
RR
Oregon(1/14/2025)
RR
Pennsylvania(1/8/2025)
RR
Rhode Island(1/8/2025)
RR
South Carolina(1/8/2025)
RR
Tennessee(1/8/2025)
IAR
Texas(7/6/2022)
RR
Texas(1/8/2025)
RR
Vermont(1/8/2025)
RR
Virginia(1/8/2025)
RR
Washington(1/8/2025)
RR
West Virginia(1/8/2025)
RR
Wisconsin(1/8/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Loading...
Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/01/2025 | ||
| 12/23/2024 | ||
| 10/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Frederick, MD 21701TRUST BUT VERIFY
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