Alexander G. Laird
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alexander Goff Laird, who also goes by Alex Laird, Alexander Laird, was a registered financial professional .
Alexander is a previously registered financial professional and started their career in finance in 2014. Alexander had worked at 2 firms and has passed the Series 63, Series 7TO, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 31, 2022 - December 10, 2025
PANTHEON SECURITIES, LLC
September 1, 2014 - November 3, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 7/29/2022
General Securities Representative ExaminationCurrent Firm
PANTHEON SECURITIES, LLC
CRD#: 285480 / SEC#: , 8-69844
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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