David R. Malmstedt

MAXWELL FINANCIAL GROUP,

Manhattan Beach, CA 90266

Some features on this profile are disabled

CRD#: 6349880

Professional summary

David Raymond Malmstedt, who also goes by David Malmstedt, is a registered financial advisor currently at MAXWELL FINANCIAL GROUP, INC located in Manhattan Beach, California.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. David has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Malmstedt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MR. DAVID MALMSTEDT IS A MANAGING MEMBER OF A SOFTWARE COMPANY THAT DEVELOPS AND THEN MARKETS INTERNET RELATED SOFTWARE PRODUCTS. MR. MALMSTEDT MENTORS, AND PROVIDES GUIDANCE TO THE TEAM. DAVID MALMSTEDT IS ALSO CONDUCTS BUSINESS AS A LICENSED INSURANCE AGENT THROUGH MAXWELL FINANCIAL GROUP, INC (AS AGENCY) AND OFFERS LIFE, HEALTH, AND OTHER INSURANCE PRODUCTS CONCURRENTLY WITH HIS ADVISORY RELATED ACTIVITIES APPROXIMATELY 40 HOURS PER MONTH OR AS DICTATED BY CLIENT NEED.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Raymond Malmstedt's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 20, 2014 - Present

MAXWELL FINANCIAL GROUP, INC

Office #1: 1590 Rosecrans Ave Suite D345, Manhattan Beach, CA 90266

RIA

CRD#: 167863

Manhattan Beach, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/20/2014)

IAR

Oregon
(3/10/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/20/2014

Uniform Investment Adviser Law Examination

Current Firm

MAXWELL FINANCIAL GROUP, INC

CRD#: 167863 / SEC#:

California

Registered Investment Advisory firm - (8/5/2013 Approved)

Oregon

Registered Investment Advisory firm - (4/18/2017 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1590 Rosecrans Ave Suite D345, Manhattan Beach, CA 90266

Mailing Address

21370 Sw Langer Farms Pkwy Suite 142-135, Sherwood, OR 97140

Phone number

(971) 264-3066

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	30
AUM (Assets Under Management)	$ 8,200,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jon Neuhaus

MORGAN STANLEY

IAR

El Segundo, CA

Kenneth Hickman

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brea, CA

John Powell

EQUITABLE ADVISORS, LLC

IAR

Los Angeles, CA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

David R. Malmstedt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Raymond Malmstedt's CRS (Customer Relationship Summary).

Certified licenses

Experience

MAXWELL FINANCIAL GROUP, INC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/20/2014

Current Firm

MAXWELL FINANCIAL GROUP, INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MAXWELL FINANCIAL GROUP, INC

TRUST BUT VERIFY

Similar Advisors