JP
Joel Palmbos
ADVISORY ALPHA
ZEELAND, MI 49464
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CRD#: 6349872
JP
Professional summary
Joel Palmbos is a registered financial advisor currently at ADVISORY ALPHA, LLC located in Zeeland, Michigan.
Joel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Joel has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Joel Palmbos Insurance Agent. Investment Related. 4136 56th Ave. Hudsonville, MI 49426. Fixed / Traditional Insurance Sales. Agent. Start date: 7/2012. 40 hours/month. 40hours/month during trading hours. Sale of fixed and traditional insurance products. 2) Vision Financial Group. Investment Related. 250 S. State Street, Zeeland, MI 49464. Fixed Insurance and Financial Services. Wealth Advisor. Start date: 6/2012. 40 hours/week. 40 hours/week during trading hours. Provides financial, consulting and insurance services to clients. 3) F.O.G Management Company; not investment related; 250 S State Street Zeeland MI, 49464; Business management services; Partner; 04/21/2023; 0 Hr/month; 0Hr/Month; no duties.
CRS (Client Relationship Summary) - RIA
Click below to view Joel Palmbos's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 25, 2023 - Present
ADVISORY ALPHA, LLC
Office #1: 250 S. State Street, Zeeland, MI 49464RIA
CRD#: 158282
ZEELAND, MI
Past
January 5, 2015 - April 27, 2023
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
ZEELAND, MI
Past
November 18, 2014 - April 27, 2023
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
ZEELAND, MI
Past
September 8, 2014 - November 17, 2014
SII INVESTMENTS, INC.
BD
CRD#: 2225
ZEELAND, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
ADVISORY ALPHA, LLC
ADVISORY ALPHA | SUDDENLY SINGLE WEALTH MANAGEMENT | SCHIPPER & OSTERINK | MONEY TALES FINANCIAL | FINANCIAL TRANSITIONS LTD. | FINANCIAL DECISIONS | ESTATE DOCTOR | CONGER WEALTH MANAGEMENT | CASE WEALTH MANAGEMENT | ADVISORY ALPHA, LLC
CRD#: 158282 / SEC#: 801-72499
RIA
Registered Investment Advisory firm - (6/14/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Michigan(6/26/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AA
ADVISORY ALPHA, LLC
ADVISORY ALPHA | SUDDENLY SINGLE WEALTH MANAGEMENT | SCHIPPER & OSTERINK | MONEY TALES FINANCIAL | FINANCIAL TRANSITIONS LTD. | FINANCIAL DECISIONS | ESTATE DOCTOR | CONGER WEALTH MANAGEMENT | CASE WEALTH MANAGEMENT | ADVISORY ALPHA, LLC
CRD#: 158282 / SEC#: 801-72499
RIA
Registered Investment Advisory firm - (6/14/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
348 S Waverly Rd Suite 100, Holland, MI 49423
Mailing Address
Phone number
(866) 530-1400
Established
Firm type
Fiscal year end
# of Employees
60
SEC notice filing (48 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 22,480 |
| AUM (Assets Under Management) | $ 3,468,083,482 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
