Brian T. Constantino

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CRD#: 6349645

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Brian Thomas Constantino, who also goes by Brian Thomas Constantino, Brian Constantino, was a registered financial professional .

Brian is a previously registered financial professional and started their career in finance in 2014. Brian had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Brian Thomas Constantino | Brian Constantino

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I am a partner in the Constantino, Smith, and Poltorak LLC. We sell bathing suits online. The website has not yet gone live. There has been no income from this business activity as of 05/18/2021.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 20, 2021 - March 21, 2022

VERACITY CAPITAL LLC

RIA

CRD#: 304272

Latham, NY

Past

June 7, 2018 - August 22, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CLIFTON PARK, NY

Past

June 6, 2018 - August 22, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CLIFTON PARK, NY

Past

November 23, 2016 - May 3, 2018

GOLDMAN SACHS WEALTH SERVICES, L.P.

RIA

CRD#: 106693

LATHAM, NY

Past

August 28, 2014 - May 3, 2018

MERCER ALLIED COMPANY, L.P.

CRD#: 37404

LATHAM, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VERACITY CAPITAL LLC

CRD#: 304272 / SEC#: 801-116934

RIA

Registered Investment Advisory firm - (7/11/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/24/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 8/22/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/28/2014

General Securities Representative Examination

Current Firm

VERACITY CAPITAL LLC

CRD#: 304272 / SEC#: 801-116934

RIA

Registered Investment Advisory firm - (7/11/2019 Approved)

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Contact information

Main Address

2859 Paces Ferry Road Suite 635, Atlanta, GA 30339

Mailing Address

Phone number

(844) 508-7884

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-VERACITY CAPITAL LLC (3/7/2025)

Regulatory assets under management

Total Number of Accounts	1,744
AUM (Assets Under Management)	$ 695,437,335

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Brian T. Constantino

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

VERACITY CAPITAL LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

GOLDMAN SACHS WEALTH SERVICES, L.P.

MERCER ALLIED COMPANY, L.P.

Primary Firm SEC Registration

VERACITY CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/24/2014

SIE

Date: 8/22/2018

Series 7

Date: 8/28/2014

Current Firm

VERACITY CAPITAL LLC

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VERACITY CAPITAL LLC

TRUST BUT VERIFY

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