Jong Hwan Park
Professional summary
Jong Hwan Park, who also goes by John Park, Jong Hwan Park, Jonghwan Park, is a registered financial professional currently at D. BORAL CAPITAL located in New York, New York.
Jong Hwan is registered as a RR (Registered Representative) and started their career in finance in 2014. Jong Hwan has worked at 2 firms and has passed the Series 63, Series 79TO, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jong Hwan Park's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 16, 2024 - Present
D. BORAL CAPITAL
Office #1: 590 Madison Ave 39th Floor, New York, NY 10022August 1, 2014 - January 6, 2020
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/28/2024)
Exams
Series 79TO
Date: 9/14/2024
Investment Banking Registered Representative ExaminationFINRA
Current Firm
D. BORAL CAPITAL
CRD#: 103792 / SEC#: , 8-52280
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DBCH PARTNERS LLC | SHAREHOLDER | |
| AGRAWAL, SHARAD | CHIEF TECHNOLOGY OFFICER | 5115964 |
| BORAL, DAVID WALTER | CHIEF EXECUTIVE OFFICER | 5340753 |
| MERLIN, JARED | CHIEF COMPLIANCE OFFICER | 4222427 |
| WHALEN, RYAN JAMES | GENERAL COUNSEL | 7457347 |
| WIEDERLIGHT, PHILIP | CHIEF OPERATING OFFICER | 5856024 |
| WILDER, BRADLEY STEPHEN | FINOP | 7497819 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
