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Patrick S. Cavanaugh

CAVANAUGH WEALTH MANAGEMENT LLC
BATON ROUGE, LA
Some features on this profile are disabled
CRD#: 6348855
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Professional summary

Patrick Sinclair Cavanaugh, who also goes by Patrick Sinclair Cavanaugh, Patrick Cavanaugh, Patrick Cavanaugh, is a registered financial advisor currently at CAVANAUGH WEALTH MANAGEMENT LLC located in Baton Rouge, Louisiana.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Patrick has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Patrick Sinclair Cavanaugh | Patrick Cavanaugh | Patrick Cavanaugh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Sinclair Cavanaugh's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 11, 2025 - Present

CAVANAUGH WEALTH MANAGEMENT LLC

RIA
CRD#: 339348
BATON ROUGE, LA
Past

January 27, 2023 - October 20, 2025

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA
CRD#: 2881
Baton Rouge, LA
Past

January 27, 2023 - October 20, 2025

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
Baton Rouge, LA
Past

March 23, 2022 - November 23, 2022

CETERA WEALTH SERVICES, LLC

RIA
CRD#: 13572
BATON ROUGE, LA
Past

March 23, 2022 - November 23, 2022

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
BATON ROUGE, LA
Past

October 3, 2019 - April 18, 2022

LPL FINANCIAL LLC

RIA
CRD#: 6413
BATON ROUGE, LA
Past

October 3, 2019 - April 18, 2022

LPL FINANCIAL LLC

BD
CRD#: 6413
BATON ROUGE, LA
Past

June 1, 2016 - October 4, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
BATON ROUGE, LA
Past

May 27, 2016 - October 4, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
BATON ROUGE, LA
Past

June 15, 2015 - May 31, 2016

PFS INVESTMENTS INC.

RIA
CRD#: 10111
BATON ROUGE, LA
Past

August 11, 2014 - May 31, 2016

PFS INVESTMENTS INC.

BD
CRD#: 10111
BATON ROUGE, LA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Louisiana
(12/11/2025)
IAR
Mississippi
(1/6/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/31/2016
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/20/2016
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 8/11/2014
Investment Company Products/Variable Contracts Representative Examination

Current Firm

CW
CAVANAUGH WEALTH MANAGEMENT LLC
CAVANAUGH WEALTH MANAGEMENT LLC

CRD#: 339348 / SEC#:

Louisiana
Registered Investment Advisory firm - (12/11/2025 Approved)
Mississippi
Registered Investment Advisory firm - (1/6/2026 Approved)
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Contact information

Main Address
Baton Rouge, LA
Mailing Address
Phone number
(225) 250-9564
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAVANAUGH WEALTH MANAGEMENT LLC

CRD#: 339348Baton Rouge, LA

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