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JS

John C. Szot

EDG CAPITAL LLC
PARK CITY, UT 84060
Some features on this profile are disabled
CRD#: 6348330
JS

Professional summary

John Carl Szot is a registered financial professional currently at EDG CAPITAL LLC located in Park City, Utah.

John is registered as a RR (Registered Representative) and started their career in finance in 2015. John has worked at 2 firms and has passed the Series 63, SIE, Series 7TO and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Carl Szot's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 18, 2024 - Present

EDG CAPITAL LLC

Office #1: 1743 S Sidewinder Drive Suite 110, Park City, UT 84060
BD
CRD#: 326173
PARK CITY, UT
Past

August 17, 2015 - September 27, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Utah
(10/18/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 7/1/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/18/2024
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7TO
Date: 10/11/2024
General Securities Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 8/16/2015
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

EC
EDG CAPITAL LLC
EDG CAPITAL LLC

CRD#: 326173 / SEC#: , 8-71103

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
1743 S Sidewinder Drive Suite 110, Park City, UT 84060
Mailing Address
1743 S Sidewinder Drive Suite 110, Park City, UT 84060
Phone number
(435) 602-6234
Established
Delaware since 10/31/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ENHANCED DIGITAL GROUP, INC.OWNER
BAE, CHRISTOPHERCEO3102545
FELDMAN, RICHARD MARKFINOP2273453
KORNBERG, ALONACCO & AMLCO6990646

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EDG CAPITAL LLC

CRD#: 326173Park City, UT 84060

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