TH
Travis S. Hungreder
FIRST MANHATTAN SECURITIES LLC
New York, NY 10022
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CRD#: 6348229
TH
Professional summary
Travis S Hungreder, who also goes by Travis S Hungreder, is a registered financial professional currently at FIRST MANHATTAN SECURITIES LLC located in New York, New York.
Travis is registered as a RR (Registered Representative) and started their career in finance in 2015. Travis has worked at 7 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 4, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Travis S Hungreder
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Travis S Hungreder's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 11, 2023 - Present
FIRST MANHATTAN SECURITIES LLC
Office #1: 399 Park Avenue, New York, NY 10022BD
CRD#: 1845
New York, NY
Past
October 26, 2022 - November 6, 2023
MAVEN GLOBAL MARKETS TRADING LLP
BD
CRD#: 317195
CHICAGO, IL
Past
July 18, 2017 - August 29, 2022
LAZARD ASSET MANAGEMENT SECURITIES LLC
BD
CRD#: 129119
NEW YORK, NY
Past
January 31, 2017 - May 19, 2017
CL WEALTH MANAGEMENT LLC
RIA
CRD#: 134922
New York, NY
Past
April 4, 2016 - May 19, 2017
CABOT LODGE SECURITIES LLC
BD
CRD#: 159712
NEW YORK, NY
Past
October 19, 2015 - March 29, 2016
BESSEMER INVESTOR SERVICES, INC.
BD
CRD#: 17442
NEW YORK, NY
Past
March 6, 2015 - October 14, 2015
REALTY CAPITAL SECURITIES, LLC
BD
CRD#: 145454
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/11/2023)
RR
Alaska(12/11/2023)
RR
Arizona(12/11/2023)
RR
Arkansas(12/11/2023)
RR
California(12/11/2023)
RR
Colorado(12/11/2023)
RR
Connecticut(12/11/2023)
RR
Delaware(12/11/2023)
RR
District of Columbia(12/11/2023)
RR
Florida(12/11/2023)
RR
Georgia(12/11/2023)
RR
Hawaii(12/11/2023)
RR
Idaho(12/11/2023)
RR
Illinois(12/11/2023)
RR
Indiana(12/11/2023)
RR
Iowa(12/11/2023)
RR
Kansas(12/11/2023)
RR
Kentucky(12/11/2023)
RR
Louisiana(12/11/2023)
RR
Maine(12/11/2023)
RR
Maryland(12/11/2023)
RR
Massachusetts(12/11/2023)
RR
Michigan(12/11/2023)
RR
Minnesota(12/11/2023)
RR
Mississippi(12/11/2023)
RR
Missouri(12/11/2023)
RR
Montana(12/11/2023)
RR
Nebraska(12/11/2023)
RR
Nevada(12/11/2023)
RR
New Hampshire(12/11/2023)
RR
New Jersey(12/11/2023)
RR
New Mexico(12/11/2023)
RR
New York(12/11/2023)
RR
North Carolina(12/11/2023)
RR
North Dakota(12/11/2023)
RR
Ohio(12/12/2023)
RR
Oklahoma(12/11/2023)
RR
Oregon(12/11/2023)
RR
Pennsylvania(12/11/2023)
RR
Rhode Island(12/11/2023)
RR
South Carolina(12/11/2023)
RR
South Dakota(12/11/2023)
RR
Tennessee(12/11/2023)
RR
Texas(12/11/2023)
RR
Utah(12/11/2023)
RR
Vermont(12/11/2023)
RR
Virginia(12/11/2023)
RR
Washington(12/11/2023)
RR
West Virginia(12/11/2023)
RR
Wisconsin(12/11/2023)
RR
Wyoming(12/11/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 2/23/2024
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
FIRST MANHATTAN SECURITIES LLC
FIRST MANHATTAN CO | FIRST MANHATTAN SECURITIES LLC | FIRST MANHATTAN CO. LLC
CRD#: 1845 / SEC#: 801-12411, 8-10438
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
399 Park Avenue, New York, NY 10022
Mailing Address
399 Park Avenue, New York, NY 10022
Phone number
(212) 756-3300
Established
Delaware since 11/02/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
114
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FMC GROUP HOLDINGS LP | LIMITED PARTNERSHIP | |
| WYDRA, ZACHARY A | CHIEF EXECUTIVE OFFICER | 2937857 |
| ASPEN, ANDREW JOSEPH | CHIEF LEGAL OFFICER | 5282749 |
| COVINO, JEREMY PAUL | CHIEF COMPLIANCE OFFICER (FOR PURPOSES OF FINRA RULE 3130) | 6794503 |
| PINTO, ALVARO SPINOLA | FINOP/PRINCIPAL OPERATIONS OFFICER | 6367887 |
| SAMMARCO, JOSEPH ANTHONY | CO-DIRECTOR OF OPERATIONS; HEAD OF SUPERVISION | 2982052 |
Regulatory assets under management
| Total Number of Accounts | 5,308 |
| AUM (Assets Under Management) | $ 29,853,233,052 |
Disclosures
| Regulatory Event | 10 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/22/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
