Barry M. Debolt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barry Myers Debolt, who also goes by Barry Meyers Debolt, was a registered financial professional .
Barry is a previously registered financial professional and started their career in finance in 1974. Barry had worked at 9 firms and has passed the Series 63, SIE, Series 3 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 1, 2010 - August 6, 2015
SYNOVUS SECURITIES, INC.
May 7, 2003 - February 22, 2007
SYNOVUS SECURITIES, INC.
May 7, 2003 - December 31, 2010
CREATIVE FINANCIAL GROUP LTD
August 1, 2001 - August 6, 2015
SYNOVUS SECURITIES, INC.
May 11, 1998 - August 1, 2001
ROBERT ANDREW SECURITIES, INC.
March 6, 1989 - March 26, 1998
AEGON USA SECURITIES INC.
November 3, 1987 - March 9, 1989
WACHOVIA SECURITIES, INC.
March 5, 1985 - October 14, 1987
J.C. BRADFORD & CO.
March 23, 1982 - April 19, 1985
UBS FINANCIAL SERVICES INC.
January 17, 1979 - October 19, 1981
SALOMON BROTHERS INC.
April 18, 1974 - January 4, 1979
DEAM INVESTOR SERVICES, INC.
Primary Firm SEC Registration
SYNOVUS SECURITIES, INC.
CRD#: 14023 / SEC#: 801-19690, 8-34709
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/15/1974
Registered Representative ExaminationCurrent Firm
SYNOVUS SECURITIES, INC.
CRD#: 14023 / SEC#: 801-19690, 8-34709
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SYNOVUS FINANCIAL CORP. | SYNOVUS SECURITIES, INC PARENT | |
| BROOKS, WILLIAM THOMAS | CHIEF COMPLIANCE OFFICER | 5028846 |
| ELEAM, JENNA KELLEY | CHIEF FINANCIAL OFFICER / FINOP | 7801582 |
| GUNDERSON, GENE FREDERICK | DIRECTOR OF COMPLIANCE, TRUST & BROKERAGE | 2914172 |
| HILL, JAYNE BARRY | DIRECTOR/PRESIDENT OF WEALTH SERVICES | 7660902 |
| KIRK, LEAH JEANETTE | CHIEF OPERATIONS OFFICER | 2217286 |
| LAW, ROBERT WARD | PRESIDENT - CFG DIVISION | 1399885 |
| MCKENZIE, MICHELLE JESSUP | ROP | 2475731 |
| SEXTON, GUY LEONARD | EVP/DIRECTOR | 1204541 |
| VARNER, ROBERT PARKER | PRESIDENT | 2192715 |
Regulatory assets under management
| Total Number of Accounts | 11,990 |
| AUM (Assets Under Management) | $ 7,086,116,735 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/22/2024 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
